Bruce A. Van Newkirk Jr

FIDELITY DISTRIBUTORS COMPANY LLC

Smithfield, RI 02917

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CRD#: 3060864

Professional summary

Bruce A Van Newkirk Jr JR., CFP®, CIMA®, CPWA®, who also goes by Bruce A. Van Newkirk Jr, Bruce Allen Van Newkirk Jr Jr., Bruce A. Van Newkirk Jr. Jr, Bruce Allen Vannewkirk Jr, Bruce Allen Vannewkirk, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1999. Bruce has worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bruce A. Van Newkirk Jr | Bruce Allen Van Newkirk Jr Jr. | Bruce A. Van Newkirk Jr. Jr | Bruce Allen Vannewkirk Jr | Bruce Allen Vannewkirk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce A Van Newkirk Jr JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Experience

Current

November 13, 2023 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 900 Salem Street, Smithfield, RI 02917

CRD#: 17507

Smithfield, RI

Past

June 1, 2009 - April 4, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Frederick, MD

Past

June 1, 2009 - April 4, 2023

MORGAN STANLEY

CRD#: 149777

Frederick, MD

Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BALTIMORE, MD

Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 8, 1999 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BALTIMORE, MD

Past

February 26, 1999 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/13/2023)

Alaska
(11/13/2023)

Arizona
(11/13/2023)

Arkansas
(11/13/2023)

California
(11/13/2023)

Colorado
(11/13/2023)

Connecticut
(11/13/2023)

Delaware
(11/13/2023)

District of Columbia
(11/13/2023)

Florida
(11/13/2023)

Georgia
(11/13/2023)

Hawaii
(11/13/2023)

Idaho
(11/13/2023)

Illinois
(11/13/2023)

Indiana
(11/13/2023)

Iowa
(11/13/2023)

Kansas
(11/13/2023)

Kentucky
(11/13/2023)

Louisiana
(11/13/2023)

Maine
(11/13/2023)

Maryland
(11/13/2023)

Massachusetts
(11/13/2023)

Michigan
(11/13/2023)

Minnesota
(11/13/2023)

Mississippi
(11/13/2023)

Missouri
(11/13/2023)

Montana
(11/13/2023)

Nebraska
(11/13/2023)

Nevada
(11/13/2023)

New Hampshire
(11/13/2023)

New Jersey
(11/13/2023)

New Mexico
(11/13/2023)

New York
(11/13/2023)

North Carolina
(11/13/2023)

North Dakota
(11/13/2023)

Ohio
(11/13/2023)

Oklahoma
(11/13/2023)

Oregon
(11/13/2023)

Pennsylvania
(11/13/2023)

Puerto Rico
(11/13/2023)

Rhode Island
(11/13/2023)

South Carolina
(11/13/2023)

South Dakota
(11/13/2023)

Tennessee
(11/13/2023)

Texas
(11/13/2023)

Utah
(11/13/2023)

Vermont
(11/13/2023)

Virginia
(11/13/2023)

Washington
(11/13/2023)

West Virginia
(11/13/2023)

Wisconsin
(11/13/2023)

Wyoming
(11/13/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce A. Van Newkirk Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce A Van Newkirk Jr JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/25/1999

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

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