BC
Brent Cook
EMPOWER ADVISORY GROUP
Minneapolis, MN
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CRD#: 3060070
BC
Brent CookEMPOWER ADVISORY GROUP
Professional summary
Brent Cook, who also goes by Brent David Cook, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Minneapolis, Minnesota and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brent has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Aliases
Brent David Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Blue Loon Holdings LLC Investment related: No Address: 19400 Highway 7, Excelsior, MN 55331 Nature of the other business: I own one rental property with a business partner Position/Title/Relationship: Partner Start Date: 02/21/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: When I was a Realtor, my business partner and I bought two rental properties. After we purchased the second one, we executed a quit claim deed and put both of the rental properties into this LLC. We had planned on buying additional properties at the time. However, we sold one of the properties in 2025 and will likely sell the remaining property when the current tenant decides not to renew her lease. I do not receive any compensation from this LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Minneapolis, MN
Current
August 18, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
January 2, 2025 - June 15, 2026
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Minneapolis, MN
Past
January 2, 2025 - June 15, 2026
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Minneapolis, MN
Past
January 9, 2024 - December 17, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
December 11, 2023 - December 17, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 18, 2002 - April 17, 2002
AEI SECURITIES, INC.
BD
CRD#: 6158
ST. PAUL, MN
Past
November 10, 2000 - April 20, 2001
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
June 3, 1998 - November 16, 2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
BD
CRD#: 26506
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2026)
RR
Alaska(8/18/2026)
RR
Arizona(8/18/2026)
RR
Arkansas(8/18/2026)
RR
California(8/18/2026)
RR
Connecticut(8/18/2026)
RR
Delaware(8/18/2026)
RR
Georgia(8/18/2026)
RR
Hawaii(8/18/2026)
RR
Idaho(8/18/2026)
RR
Illinois(8/18/2026)
RR
Indiana(8/18/2026)
RR
Iowa(8/18/2026)
RR
Kansas(8/18/2026)
RR
Kentucky(8/18/2026)
RR
Maine(8/18/2026)
RR
Massachusetts(8/18/2026)
RR
Michigan(8/18/2026)
RR
Minnesota(8/18/2026)
IAR
Minnesota(8/18/2026)
RR
Mississippi(8/18/2026)
RR
Missouri(8/18/2026)
RR
Montana(8/18/2026)
RR
Nebraska(8/18/2026)
RR
Nevada(8/18/2026)
RR
New Hampshire(8/18/2026)
RR
New Jersey(8/18/2026)
RR
New Mexico(8/18/2026)
RR
New York(8/18/2026)
RR
North Carolina(8/18/2026)
RR
North Dakota(8/18/2026)
RR
Oklahoma(8/18/2026)
RR
Oregon(8/18/2026)
RR
Pennsylvania(8/18/2026)
RR
Rhode Island(8/18/2026)
RR
South Carolina(8/18/2026)
RR
South Dakota(8/18/2026)
RR
Tennessee(8/18/2026)
RR
Texas(8/18/2026)
RR
Utah(8/18/2026)
RR
Vermont(8/18/2026)
RR
Virginia(8/18/2026)
RR
Washington(8/18/2026)
RR
West Virginia(8/18/2026)
RR
Wisconsin(8/18/2026)
RR
Wyoming(8/18/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)Loading...
Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
