Brian M. Higgins
Professional summary
Brian Michael Higgins is a registered financial professional currently at SIXTH STREET BD, LLC located in San Francisco, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
SIXTH STREET BD, LLC
Office #1: 1 Letterman Drive Building B, Suite B6-100, San Francisco, CA 94129April 13, 2005 - May 11, 2012
GOLDMAN SACHS & CO. LLC
June 3, 2002 - April 6, 2005
TEJAS SECURITIES GROUP, INC.
September 9, 1999 - May 15, 2002
A.B. WATLEY, INC.
November 20, 1998 - September 23, 1999
BERNARD HEROLD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/15/2026
General Securities Representative ExaminationSeries 55
Date: 5/18/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SIXTH STREET BD, LLC
CRD#: 281933 / SEC#: , 8-69697
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIXTH STREET OPPORTUNITIES ADVISERS HOLDINGS, LLC | MEMBER | |
| SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P. | MEMBER | |
| CHEN, DAVID ERIC | CHIEF COMPLIANCE OFFICER | 5679045 |
| D'ARCY, BRIAN EDWARD | CO-CHIEF EXECUTIVE OFFICER | 4972383 |
| SIMMONDS, IAN TIMOTHY | CO-CHIEF EXECUTIVE OFFICER | 5028367 |
| TSSP HOLDCO MANAGEMENT, LLC | MANAGING MEMBER | |
| WANEK, DANIEL LOUIS | CHIEF FINANCIAL OFFICER/FINOP, POO, PFO | 6534764 |
Red Flags
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