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DL

Daniel L. Lofrese

G.DISTRIBUTORS
Reno, NV 89501
Some features on this profile are disabled
CRD#: 3058485
DL

Professional summary

Daniel Louis Lofrese JR, who also goes by Daniel L Lofrese, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Reno, Nevada.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel L Lofrese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Louis Lofrese JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2015 - Present

G.DISTRIBUTORS, LLC

Office #1: 165 West Liberty Street, Reno, NV 89501
BD
CRD#: 155071
Reno, NV
Past

May 17, 1999 - December 31, 2019

G.RESEARCH, LLC

BD
CRD#: 7353
Reno, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/27/2016)
RR
California
(6/29/2015)
RR
Colorado
(9/1/2015)
RR
Florida
(9/2/2015)
RR
Illinois
(6/30/2015)
RR
Maryland
(6/29/2015)
RR
Missouri
(6/24/2016)
RR
Nevada
(1/6/2020)
RR
New Jersey
(7/2/2015)
RR
North Carolina
(11/20/2023)
RR
North Dakota
(6/28/2016)
RR
Pennsylvania
(7/2/2015)
RR
Texas
(9/9/2016)
RR
Washington
(1/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 9/3/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GL
G.DISTRIBUTORS, LLC
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: , 8-68697

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-5000
Established
Delaware since 08/10/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G.DISTRIBUTORS, LLC

CRD#: 155071Reno, NV 89501

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