Joseph A. Martin

SUMMITRY

SAN MATEO, CA 94404-4060

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CRD#: 3058406

Professional summary

Joseph A Martin, who also goes by Joe Martin, is a registered financial advisor currently at SUMMITRY, LLC located in San Mateo, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2003 - Present

SUMMITRY, LLC

Office #1: 1850 Gateway Drive Suite 600, San Mateo, CA 94404-4060

RIA

CRD#: 128586

SAN MATEO, CA

Past

June 11, 2002 - December 1, 2003

PINE CAPITAL MANAGEMENT INC

RIA

CRD#: 110561

SAN FRANCISCO, CA

Past

May 21, 1998 - November 28, 2003

HOEFER & ARNETT, INCORPORATED

CRD#: 10883

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMITRY, LLC

GOLUB GROUP INC | THE GOLUB GROUP | SUMMITRY, LLC | GOLUB GROUP, LLC

CRD#: 128586 / SEC#: 801-62398

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/2/2003)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1998

General Securities Representative Examination

Current Firm

SUMMITRY, LLC

GOLUB GROUP INC | THE GOLUB GROUP | SUMMITRY, LLC | GOLUB GROUP, LLC

CRD#: 128586 / SEC#: 801-62398

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

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Contact information

Main Address

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404

Mailing Address

Phone number

(650) 212-2240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,384
AUM (Assets Under Management)	$ 3,008,628,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMITRY, LLC

PINE CAPITAL MANAGEMENT INC

HOEFER & ARNETT, INCORPORATED

Primary Firm SEC Registration

SUMMITRY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2002

Series 63

Date: 8/7/1998

Series 7

Date: 5/18/1998

Current Firm

SUMMITRY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMITRY, LLC

TRUST BUT VERIFY

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