Joseph F. Ferraro
Professional summary
Joseph Frank Ferraro, CIMA®, who also goes by Joe Ferraro, Joey Ferraro, Joseph F Ferraro, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Frank Ferraro's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2007 - Present
PGIM INVESTMENTS LLC
Office #1: 655 Broad Street, Newark, NJ 07102March 29, 2007 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102November 30, 2006 - March 22, 2007
RYAN BECK & CO.
November 30, 2006 - March 22, 2007
RYAN BECK & CO.
July 14, 2004 - November 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2004 - November 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2002 - June 4, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
August 30, 2000 - November 20, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 20, 2000 - July 31, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 20, 2000 - July 31, 2000
MSI FINANCIAL SERVICES, INC.
August 10, 1998 - March 11, 1999
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
