Edward A. Lefkow

CETERA WEALTH SERVICES

COOPER CITY, FL

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CRD#: 305754

Professional summary

Edward Alan Lefkow is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Cooper City, Florida.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1969. Edward has worked at 14 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 000, Series 1, Series 10, Series 9, Series 53, Series 4, Series 24 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Alan Lefkow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

COOPER CITY, FL

Past

December 18, 2009 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

COOPER CITY, FL

Past

May 28, 2003 - December 31, 2009

BOLTON GLOBAL CAPITAL

CRD#: 15650

FT LAUDERDALE, FL

Past

January 2, 2001 - June 24, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 3, 1994 - January 2, 2001

JWGENESIS SECURITIES, INC.

CRD#: 33832

BOCA RATON, FL

Past

October 1, 1993 - January 3, 1994

JW GENESIS CLEARING CORP.

CRD#: 6631

BOCA RATON, FL

Past

June 3, 1987 - August 26, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

December 28, 1983 - June 3, 1987

ADVEST, INC.

CRD#: 10

Past

April 9, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

September 16, 1977 - April 22, 1979

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

CRD#: 7238

Past

February 27, 1976 - August 27, 1976

BACHE & CO INCORPORATED

CRD#: 7058

Past

April 21, 1969 - January 12, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

January 30, 1969 - February 27, 1976

BACHE & CO., INCORPORATED

CRD#: 66

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/21/2025)

Florida
(2/12/2025)

Louisiana
(2/21/2025)

New Mexico
(2/21/2025)

New York
(2/23/2025)

Oregon
(2/24/2025)

Exams

State Security Law Exam

Series 63

Date: 8/8/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/23/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 000

Date: 4/21/1969

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 9/21/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 10/12/1983

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/30/1983

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/1983

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 3/24/1982

NYSE Branch Manager Examination

SRO Registrations

FINRA

Current Firm

CETERA WEALTH SERVICES, LLC

CRD#: 13572 / SEC#: 801-47342, 8-29577

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672

Mailing Address

Po Box 983, Saint Cloud, MN 56302

Phone number

(800) 879-8100

Established

Delaware since 12/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,881

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CETERA ADVISOR NETWORKS LLC - ADV PART 2A AND APPENDIX 1 (6/1/2023)

Direct owners and executive officers

Name	Position	CRD#
CETERA FINANCIAL GROUP, INC.	SOLE MEMBER
BUCHHEISTER, JEFFREY ROBERT	CHIEF FINANCIAL OFFICER	4709900
BUDEVICH, SERGE	VICE PRESIDENT AND TAX OFFICER	7996345
BURKOTT, DANIEL PAUL	BROKER DEALER CO-CHIEF COMPLIANCE OFFICER	4710068
COAXUM, KOFI SULE	VICE PRESIDENT	5150018
DOWELL, RODNEY CAMMERON	PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT	7376607
FRIES, MATTHEW NEIL KALANI	VICE PRESIDENT	2723824
GOK, LISA ANNE	SECRETARY	5059738
GOOLEY, THOMAS ANDREW	MANAGER	4526760
HALLORAN, THOMAS WILLIAM	VICE PRESIDENT	1921834
HOLWEGER, KIMBERLEY	CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER	1572778
LEE, WINNIE AI-LING	ASSISTANT SECRETARY	7381661
MACKAY, TODD CHRISTOPHER	CHIEF EXECUTIVE OFFICER	2799860
MCCALLOP, PATRICIA RUTHERFORD	BROKER DEALER CO-CHIEF COMPLIANCE OFFICER	5059176
MIZUGUCHI, MAURA	CHIEF ACCOUNTING OFFICER AND TREASURER	5769181
NEARY, JOSEPH DANIEL	MANAGER AND VICE PRESIDENT	2993505
RAMOS, RAMON	MONEY LAUNDERING REPORTING OFFICER	2160203
SMILEY, STANLEY ROBERT	VICE PRESIDENT	3004604
STINSON, TIMOTHY EARL MCCOY	PRESIDENT AND MANAGER	2272183
STONE, TIMOTHY PATRICK	VICE PRESIDENT	3038963
VAN HAVERMAAT, DAVID JAMES	ASSISTANT SECRETARY	7042846
WATTS, ANDREW DAVID	VICE PRESIDENT	4780880

Regulatory assets under management

Total Number of Accounts	192,956
AUM (Assets Under Management)	$ 46,651,447,975

Disclosures

Regulatory Event	19
Civil Event	2
Arbitration	15

Red Flags

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Edward A. Lefkow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Alan Lefkow's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BOLTON GLOBAL CAPITAL

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

JWGENESIS SECURITIES, INC.

JW GENESIS CLEARING CORP.

GRUNTAL & CO., L.L.C.

ADVEST, INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

BACHE HALSEY STUART INC.

BACHE & CO INCORPORATED

UBS FINANCIAL SERVICES INC.

BACHE & CO., INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1984

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 10/23/1981

Series 000

Date: 4/21/1969

Series 1

Date: 9/21/1968

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 53

Date: 10/12/1983

Series 4

Date: 6/30/1983

Series 24

Date: 4/11/1983

Series 12

Date: 3/24/1982

FINRA

Current Firm

CETERA WEALTH SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CETERA WEALTH SERVICES, LLC

TRUST BUT VERIFY

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