Harold E. Hilliard

CETERA INVESTMENT ADVISERS LLC

FAIRFIELD, CA 94534

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CRD#: 3056913

Professional summary

Harold Eugene Hilliard JR, who also goes by H Eugene Hilliard Jr, H. Eugene Hilliard Jr, Gene Hilliard Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairfield, California and CETERA WEALTH SERVICES, LLC located in Oakland, California.

Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Harold has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H Eugene Hilliard Jr | H. Eugene Hilliard Jr | Gene Hilliard Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Emerge Financial 3700 Hilborn Road, Suite 300 Fairfield CA 94534 Professional Services - Business/Individual~Vice President~6/1/2011~10hrs~0hrs~Assist company with marketing and business management. 2) RENTAL PROPERTY POSITION: Rental Property NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 70 Redhead Street, Suite 280, Amer Cyn CA 94503, United States DESCRIPTION: Collect Rent 3) EMERGE FINANCIAL GROUP POSITION: Relationship Manager NATURE: Professional Services - Business /Individual INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2024 ADDRESS: One Harbor Center, Suite 280, Suisun City CA 94585, United States DESCRIPTION: Assist company with marketing and business management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Eugene Hilliard JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3700 Hilborn Rd Suite 300, Fairfield, CA 94534

RIA

CRD#: 105644

FAIRFIELD, CA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 7677 Oakport Street Suite 1060, Oakland, CA 94621Office #2: One Harbor Center Suite 280, Suisun City, CA 94585

CRD#: 13572

OAKLAND, CA

Past

June 24, 2008 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

FAIRFIELD, CA

Past

June 13, 2008 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

SUISUN CITY, CA

Past

April 1, 2008 - June 6, 2008

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

PLEASANT HILL, CA

Past

March 27, 2007 - April 1, 2008

ASSETMARK CAPITAL CORPORATION

CRD#: 37583

PLEASANT HILL, CA

Past

January 26, 2005 - April 10, 2007

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

FAIRFIELD, CA

Past

January 26, 2005 - April 10, 2007

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

FAIRFIELD, CA

Past

July 30, 2002 - January 24, 2005

ASSETMARK CAPITAL CORPORATION

CRD#: 37583

PLEASANT HILL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

IAR

California
(9/5/2025)

Georgia
(9/5/2025)

Massachusetts
(9/5/2025)

Nevada
(9/5/2025)

New Mexico
(9/5/2025)

New York
(9/5/2025)

Texas
(9/5/2025)

IAR

Texas
(9/5/2025)

Virginia
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harold E. Hilliard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Eugene Hilliard JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

ASSETMARK CAPITAL CORPORATION

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

ASSETMARK CAPITAL CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2003

Series 63

Date: 3/17/2003

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2006

Series 6

Date: 10/29/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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