William T. Bergin
Professional summary
William Thomas Bergin, who also goes by Bill Bergin, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Thomas Bergin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2015 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810Office #2: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810December 21, 1998 - November 16, 2001
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2016)
(1/25/2016)
(5/1/2015)
(5/1/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
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