Brian K. Hughes

HUGHES FINANCIAL GROUP

Perrysburg, OH 43551

Some features on this profile are disabled

CRD#: 3056177

Professional summary

Brian Kenneth Hughes, CFP® is a registered financial advisor currently at HUGHES FINANCIAL GROUP, LLC located in Perrysburg, Ohio.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Hughes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 11, 2013 - Present

HUGHES FINANCIAL GROUP, LLC

Office #1: 7015 Lighthouse Way Suite 500, Perrysburg, OH 43551

RIA

CRD#: 168531

Perrysburg, OH

Past

June 18, 2012 - July 18, 2013

PARLAN FINANCIAL CORP

RIA

CRD#: 105470

TOLEDO, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HUGHES FINANCIAL GROUP, LLC

HUGHES FINANCIAL GROUP, LLC | HUGHES, BRIAN KENNETH

CRD#: 168531 / SEC#:

Ohio

Registered Investment Advisory firm - (7/24/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7015 Lighthouse Way Suite 500, Perrysburg, OH 43551

Mailing Address

Phone number

(419) 376-9385

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 4,699,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Larry Knisley

OSAIC WEALTH, INC.

IAR

Portland, OR

Gianluca Triennese

WEDBUSH SECURITIES INC.

IAR

Littleton, CO

John Bullitt

VALIDUS CAPITAL LLC

IAR

El Segundo, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian K. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Kenneth Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUGHES FINANCIAL GROUP, LLC

PARLAN FINANCIAL CORP

State Registrations and Notice Filings

Exams

Current Firm

HUGHES FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUGHES FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors