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Anthony Daniel Dimeglio

CRD# 3056138·Registered 1999 - 2015
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Daniel Dimeglio, who also goes by Anthony David Dimeglio, Anthony Dimeglio, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1999 - 2015. Anthony had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 21, Series 25, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony David Dimeglio, Anthony Dimeglio

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Edison, NJ
July 30, 2015 - November 19, 2015
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
March 8, 2011 - February 11, 2015
VDM CAPITAL MARKETS, LLC·CRD# 137874
BD
New York, NY
March 25, 2009 - June 15, 2009
REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
New York, NY
October 1, 2000 - April 13, 2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
July 20, 1999 - April 13, 2009

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2003

Series 21 — NYSE Front Line Specialist Clerk

Passed Feb 2000

Series 25 — NYSE Trading Assistant Examination

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2008About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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