Anthony D. Dimeglio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Daniel Dimeglio, who also goes by Anthony David Dimeglio, Anthony Dimeglio, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1999. Anthony had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 21, Series 25, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - November 19, 2015
NATIONAL SECURITIES CORPORATION
March 8, 2011 - February 11, 2015
PARK AVENUE SECURITIES LLC
March 25, 2009 - June 15, 2009
VDM CAPITAL MARKETS, LLC
October 1, 2000 - April 13, 2009
REDI GLOBAL TECHNOLOGIES LLC
July 20, 1999 - April 13, 2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/24/2003
Limited Representative-Equity Trader ExamSeries 21
Date: 2/24/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 7/20/1999
NYSE Trading Assistant ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
