Richard A. Leech
Professional summary
Richard Albert Leech is a registered financial professional currently at BETTINGER & LEECH FINANCIAL CORP. located in Englewood Cliffs, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1972. Richard has worked at 2 firms and has passed the Series 52TO, Series 99TO, SIE, Series 1, Series 14, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Albert Leech's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 1985 - Present
BETTINGER & LEECH FINANCIAL CORP.
Office #1: 600 Palisade Avenue, Englewood Cliffs, NJ 07632November 15, 1972 - June 29, 1981
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/1999)
(6/26/2019)
(2/5/1999)
(11/9/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 11/13/1972
Registered Representative ExaminationSeries 28
Date: 7/15/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BETTINGER & LEECH FINANCIAL CORP.
CRD#: 14171 / SEC#: , 8-30375
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 2 |
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