Terence M. Kaufmann
Professional summary
Terence Martin Kaufmann, who also goes by Terry Kaufmann, is a registered financial advisor currently at ROCKHOUSE CAPITAL, LLC located in Stamford, Connecticut.
Terence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Terence has worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Terence Martin Kaufmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2010 - Present
ROCKHOUSE CAPITAL, LLC
Office #1: 89 Rockridge Lane, Stamford, CT 06903December 3, 2008 - April 30, 2010
CAROLINA CAPITAL MARKETS, INC.
July 22, 2004 - April 25, 2008
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
December 18, 1998 - August 22, 2001
CITIGROUP GLOBAL MARKETS INC.
November 10, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2010)
(7/24/2021)
(11/3/2010)
Exams
Current Firm
ROCKHOUSE CAPITAL, LLC
CRD#: 152806 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 6,503,585 |
Red Flags
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