FZ

Francisco Zorrilla

ZOR CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 3055227
FZ

Professional summary


Francisco Zorrilla, who also goes by Frank Zorrilla, Franki Zorrilla, is a registered financial advisor currently at ZOR CAPITAL, LLC located in New York, New York.

Francisco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Francisco has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank Zorrilla | Franki Zorrilla

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Francisco Zorrilla's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 14, 2016 - Present

ZOR CAPITAL, LLC

Office #1: 477 Madison Ave. 6th Floor, New York, NY 10022
RIA
CRD#: 156830
New York, NY
Past

October 28, 2010 - February 7, 2011

NFSG CORPORATION

RIA
CRD#: 130814
RED BANK, NJ
Past

January 28, 2010 - February 7, 2011

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
RED BANK, NJ
Past

July 25, 2008 - January 20, 2010

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

September 19, 2005 - August 14, 2008

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

April 5, 2004 - October 12, 2005

AMERICAN CAPITAL PARTNERS, LLC

BD
CRD#: 119249
HAUPPAUGE, NY
Past

September 18, 2003 - March 19, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

July 29, 2003 - September 17, 2003

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

May 3, 2001 - July 17, 2003

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

November 28, 2000 - May 1, 2001

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

May 21, 1998 - November 29, 2000

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/5/2017)
IAR
Louisiana
(4/18/2016)
IAR
Massachusetts
(4/29/2022)
IAR
New York
(5/11/2021)
IAR
Texas
(4/14/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/18/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


ZC
ZOR CAPITAL, LLC
ZOR CAPITAL, LLC

CRD#: 156830 / SEC#:

California
Registered Investment Advisory firm - (12/27/2016 Approved)
Louisiana
Registered Investment Advisory firm - (4/18/2016 Approved)
Massachusetts
Registered Investment Advisory firm - (4/29/2022 Approved)
New York
Registered Investment Advisory firm - (3/29/2011 Approved)
Texas
Registered Investment Advisory firm - (7/25/2022 Approved)
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Contact information


Main Address
477 Madison Ave. 6th Floor, New York, NY 10022
Mailing Address
Phone number
(646) 480-7463
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts40
AUM (Assets Under Management)$ 29,549,221

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZOR CAPITAL, LLC

CRD#: 156830New York, NY 10022

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