Heather A. Brountas
Professional summary
Heather A. Brountas, CFP®, who also goes by Heather A Bigelow, Heather Brountas, Heather A Brown, Heather Anne Brountas, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Troutman, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.
Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Heather has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heather A. Brountas's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4611 Sharon Rd Two Coltsgate, Charlotte, NC 28211-3529October 19, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4611 Sharon Road Two Coltsgate, Charlotte, NC 28211November 24, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 18, 2017 - October 1, 2021
ALIGHT FINANCIAL ADVISORS, LLC
December 18, 2017 - October 1, 2021
ALIGHT FINANCIAL SOLUTIONS, LLC
February 6, 2017 - November 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 2017 - November 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2016 - January 27, 2017
EQUITABLE ADVISORS, LLC
June 22, 2016 - January 27, 2017
EQUITABLE ADVISORS, LLC
November 10, 2015 - June 8, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
November 10, 2015 - June 8, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
March 6, 2009 - October 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
March 6, 2009 - October 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 2005 - December 5, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 13, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 13, 2003 - December 5, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 2, 2000 - April 4, 2003
NEW ENGLAND SECURITIES
July 27, 1998 - February 3, 2000
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
(1/9/2023)
(6/20/2022)
(4/11/2025)
(1/6/2022)
(1/11/2022)
(1/6/2022)
(4/11/2025)
(4/14/2025)
(1/6/2022)
(1/7/2022)
(4/8/2025)
(4/8/2025)
(1/12/2022)
(1/15/2024)
(1/10/2022)
(4/8/2025)
(4/8/2025)
(2/14/2024)
(11/15/2024)
(1/6/2022)
(4/24/2025)
(2/1/2022)
(1/10/2022)
(1/6/2022)
(1/7/2025)
(4/8/2025)
(4/7/2025)
(4/8/2025)
(4/8/2025)
(1/6/2022)
(4/24/2025)
(1/8/2022)
(10/20/2021)
(3/31/2025)
(4/14/2025)
(1/7/2022)
(4/8/2025)
(1/20/2022)
(1/6/2022)
(4/24/2025)
(12/7/2023)
(1/6/2022)
(4/8/2025)
(1/11/2022)
(1/6/2022)
(3/31/2025)
(4/8/2025)
(4/8/2025)
(4/14/2025)
(2/12/2024)
(4/7/2025)
(1/6/2022)
(4/9/2025)
(4/9/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
