TL
Thomas H. Luckenbill
LIFEMARK SECURITIES
Columbia, MO 65201
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CRD#: 3054999
TL
Professional summary
Thomas Haines Luckenbill is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Columbia, Missouri.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / 3610 BUTTONWOOD DRIVE, SUITE 200, COLUMBIA, MO 65201 / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE / START 10/2003 / 16 HOURS/MONTH / 8 HOURS/MONTH DURING SECURITIES TRADING HOURS.
2) LUCKENBILL LAW FIRM, LLC / NOT INVESTMENT RELATED / 3610 BUTTONWOOD DRIVE, SUITE 200, COLUMBIA, MO 65201 / ATTORNEY, ESTATE PLANNING / START 08/2006 / 60 HOURS/MONTH / 40 HOURS/MONTH DURING SECURITIES TRADING HOURS.
3) ADJUNCT PROFESSOR / NOT INVESTMENT RELATED / WILLIAMS WOODS UNIVERSITY, FULTON, MO / START DATE 08/1994 / 30 HOURS/MONTH / 8 HOURS/MONTH DURING SECURITIES TRADING HOURS.
4) BROADWAY CHRISTIAN CHURCH / NOT INVESTMENT RELATED/ COLUMBIA, MO 65203
/ MEMBER OF MEMORIAL FUNDS SUBCOMMITTEE / START DATE 3/2016.
5) LUCKENBILL AND ASSOCIATES, LLC / NOT INVESTMENT RELATED / COLUMBIA, MO 65203 / USED FOR BOOKKEEPING PURPOSES ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Haines Luckenbill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Haines Luckenbill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 3610 Buttonwood Drive Suite 200, Columbia, MO 65201Office #2: 3610 Buttonwood Drive, Suite 200, Columbia, MO 65201RIA
BD
CRD#: 16204
Columbia, MO
Current
October 30, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 3610 Buttonwood Drive Suite 200, Columbia, MO 65201RIA
BD
CRD#: 16204
Columbia, MO
Past
July 8, 2016 - November 6, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
COLUMBIA, MO
Past
July 8, 2016 - November 6, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
November 17, 2004 - July 6, 2016
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
COLUMBIA, MO
Past
November 16, 2004 - July 6, 2016
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
COLUMBIA, MO
Past
February 7, 2003 - October 12, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
November 21, 2002 - February 3, 2003
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
COLUMBIA, MO
Past
June 26, 2001 - January 22, 2003
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
May 21, 1998 - June 29, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(10/30/2018)
IAR
Missouri(10/30/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Columbia, MO 65201TRUST BUT VERIFY
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