Scott Mcnutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Mcnutt, who also goes by Scott Robert Mcnutt, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1998. Scott had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2023 - January 7, 2025
CLEARINGBID MARKETS, INC.
February 28, 2017 - September 5, 2023
WELLS FARGO SECURITIES, LLC
October 5, 2007 - September 5, 2023
WELLS FARGO PRIME SERVICES, LLC
September 23, 2005 - September 6, 2007
BANC OF AMERICA SECURITIES LLC
November 15, 2001 - July 22, 2002
BANC OF AMERICA SECURITIES LLC
April 9, 1999 - October 21, 1999
ATLAS SECURITIES, LLC
May 14, 1998 - February 26, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CLEARINGBID MARKETS, INC.
CRD#: 269999 / SEC#: , 8-69646
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
