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BG

Barry M. Gladowsky

THE GLADOWSKY GROUP
Smithtown, NY 11787
Some features on this profile are disabled
CRD#: 3054441
BG

Professional summary

Barry Michael Gladowsky is a registered financial professional currently at THE GLADOWSKY GROUP located in Smithtown, New York.

Barry is registered as a RR (Registered Representative) and started their career in finance in 1998. Barry has worked at 1 firm and has passed the Series 99TO, SIE, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Michael Gladowsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 1998 - Present

THE GLADOWSKY GROUP

Office #1: 18 Manor Road, Smithtown, NY 11787Office #2: 18 Manor Road, Smithtown, NY 11787
RIA
BD
CRD#: 45287
Smithtown, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TG
THE GLADOWSKY GROUP
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.

CRD#: 45287 / SEC#: 801-55802, 8-51017

RIA
Registered Investment Advisory firm - SEC (5/12/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/20/1999
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/28/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/6/1998
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TG
THE GLADOWSKY GROUP
GLADOWSKY CAPITAL MANAGEMENT CORP | THE GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP.

CRD#: 45287 / SEC#: 801-55802, 8-51017

RIA
Registered Investment Advisory firm - SEC (5/12/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
18 Manor Road, Smithtown, NY 11787
Mailing Address
18 Manor Road, Smithtown, NY 11787
Phone number
(631) 360-7200
Established
New York since 01/16/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GLADOWSKY ADV PART 2A APPENDIX 1 MARCH 2021 (2/24/2025)

Direct owners and executive officers

NamePositionCRD#
GLADOWSKY, JASON ROBERTPRES / DIR / CHIEF COMPLIANCE OFFICER / MUNI PRINCIPAL2704419
GLADOWSKY, BARRY MICHAELDIRECTOR / FINOP/CFO / OPTIONS PRINCIPAL3054441

Regulatory assets under management

Total Number of Accounts1,001
AUM (Assets Under Management)$ 180,481,087

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

THE GLADOWSKY GROUP

CRD#: 45287Smithtown, NY 11787

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