CM
Carmen J. Memoli
CETERA INVESTMENT ADVISERS LLC
TOMS RIVER, NJ 08753
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CRD#: 3053629
CM
Professional summary
Carmen J Memoli is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Toms River, New Jersey and CETERA WEALTH SERVICES, LLC located in Toms River, New Jersey.
Carmen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Carmen has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Berkeley Board of Education Bayville NJ Accounting/Bookkeeping (No Tax Prep)~Treasurer/Comptroller~7/1/2011~3hrs~0hrs~Prepare monthly treasurer's report. 2) Central Regional School District Bayville NJ Accounting/Bookkeeping Treasurer/Comptroller~12/1/2009~3hrs~0hrs~Treasurer of School Monies 3) Carmen & Laura Memoli Toms River NJ Rental Property Owner/Sole Proprietor~9/4/2009~1hrs~0hrs~Co-owner 4) Toms River Regular Republican Club, Inc Toms River NJ Club/Association Director/Officer~Treasurer/Comptroller~9/4/2009~5hrs~0hrs~Voluntary treasurer of political org. 5) Toms River Student Loan Fund Toms River NJ Club/Association Director/Officer~9/4/2009~2hrs~0hrs~Board member of 501(c)(3) organization. 6) NJ Citizens for Conservatism Toms River NJ Board officer 2/2019~10hrs~0hrs~I am the chairman and treasurer. 7) SOUTHERN OCEAN CONSERVATIVE REPUBLICAN PAC POS: Treasurer Political Action Committee 3 HRS; 07/30/2019; Toms River NJ; Maintain checkbook 8) OCEAN COUNTY CONSERVATIVE REPUBLICAN ORGANIZATION PAC; Treasurer; Treasurer for Political Action Committee; 5 HRS; 10/29/2021; Toms River NJ; Maintain checkbook 9) CITIZENS FOR INTEGRITY PAC; Treasurer; Political Action Committee supporting political candidates.; NIR; HRS: 2; HRS 0; 01/03/2022 222 Oak Avenue, Ste 5, Toms River NJ; Treasurer-pay bills and deposit contributions. File quarterly compliance reports with New Jersey Election Law Enforcement Commission. 10) OCEAN COUNTY REPUBLICAN FINANCE COMMITTEE INC & OCEAN COUNTY REPUBLICAN CHAIRMAN'S PAC; Treasurer; NIR; HRS: 10; HRS 10; 06/01/2023 222 Oak Avenue, Suite 5, Toms River NJ; All functions of a treasurer, including bill paying, banking and filing compliance reports with the state. 11) BERKELEY TOWNSHIP SEWERAGE AUTHORITY; Exec Dir; The Berkeley Township Sewerage Authority is a public body corporate and politic constituting a political subdivision of the State of New Jersey. ;NIR; HRS: 80; HRS: 80, 06/01/2023 255 Atlantic City Blvd, Bayville NJ; The Exec Dir serves as the chief exec officer and reports directly to the Board of Commissioners. 12) Bricktown Republican Club, DBA CTE Catalano, CTE Mary Buckley, CTE Theresa Gallagher, CTE Palmieri, CTE Palmisano, CTE Perry Albanese; Treasurer; Candidate committees running for various political offices in a local municipality.; NIR; HRS 5; HRS 5; 06/01/2023; 222 Oak Avenue Toms River, NJ 08753; All functions of a treasurer, including bill paying, banking and filing compliance reports. 13) BERKELEY TOWNSHIP REPUBLICAN CLUB, DBA BACCHIONE FOR MAYOR; DBA CTE TOM GROSSE, DBA CTE KEITH BUSCIO, DBA CTE DOUG BOWENS POSITION: Treasurer INV RELATED: No # OF HRS: 10 SEC TRADING HRS: 10 START DATE: 06/02/2023 222 Oak Ave, Ste 5, Toms River NJ DESC: All functions of a treasurer, including bill paying, banking and filing compliance reports. 14) MAIN STREET PRIORITY PAC; Treasurer; Political Action Committee that raises money and supports political candidates at the state, county and local level for elections. NIR; HRS 1 HRS 0; 12/01/2023; 222 Oak Avenue, Suite 5, Toms River NJ 08753, United States; All functions of a treasurer, including bill paying, banking and filing compliance reports. 15) Memoli & Company P.C.; Owner; Accounting Services/Tax Preparation; NIR; HRS: 120; HRS 120; 01/02/2019; 222 Oak Avenue, Suite 5 Toms River NJ 08753; I am the sole principal and managing director. 16) Amato for Senate; Treasurer; Individual running for political office as a State Senator.; NIR; HRS 5; HRS 5; 06/02/2023; 222 Oak Avenue, Suite 5, Toms River NJ 08753; All functions of a treasurer, including bill paying, banking and filing compliance reports with the state.
CRS (Client Relationship Summary) - RIA
Click below to view Carmen J Memoli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 222 Oak Avenue Suite 5, Toms River, NJ 08753RIA
CRD#: 105644
TOMS RIVER, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 222 Oak Avenue Suite 5, Toms River, NJ 08753BD
CRD#: 13572
Toms River, NJ
Past
February 18, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Toms River, NJ
Past
December 1, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Toms River, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Toms River, NJ 08753TRUST BUT VERIFY
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