Brian L. Runkles
VERIDIAN CAPITAL PARTNERS
Frederick, MD 21704
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CRD#: 3053096
Professional summary
Brian Leigh Runkles, CFP® is a registered financial advisor currently at VERIDIAN CAPITAL PARTNERS located in Frederick, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Frederick, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Veridian Capital Partners; Investment Related; 7101 Guilford Dr, Ste 104, Frederick, MD 21702; RIA; Title - Managing Partner; Start - 5/2021; 150 Hrs/Mth; 150 During Securities Trading Hrs; Advising Clients On Portfolio Management; 2) Brian L Runkles, Inc; Non-Investment Related; 7101 Guilford Dr, Ste 104, Frederick, MD 21702; Pass Through Entity ; Title - Owner; Start - 3/2008; 15 Hrs/Mth; 0 During Securities Trading Hrs; Manages Income & Expenses For My Financial Practice 3) R&R Resources, LLC; Non-Investment Related; 7101 Guilford Dr, Ste 104, Frederick, MD 21702; Real Estate; Title - Managing Partner; Start - 9/2014; 5 Hrs/Mth; 0 During Securities Trading Hrs; Sign Checks & Collect Rent 4) Real Estate; Non-Investment Related; 5784 Antwerp St, Ijamsville, MD 21754; Rental Property; Title - Co-Owner; Start - 2018; 2 Hrs/Mth; 0 During Securities Trading Hrs; Multi Family Ownership In Real Estate/Deposit Rent Checks & Handle Maintenance Issues 5) PKSF; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Title - Agent; Start - 5/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 6) Fixed Insurance; Investment Related; 7101 Guilford Dr, Ste 104, Frederick, MD 21702; Fixed/Traditional Insurance; Title - Agent; Start - 5/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Brian Leigh Runkles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 28, 2021 - Present
VERIDIAN CAPITAL PARTNERS
Office #1: 7101 Guilford Drive, Suite 104, Frederick, MD 21704RIA
CRD#: 314290
Frederick, MD
Current
May 28, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 7101 Guilford Drive Ste 104, Frederick, MD 21704BD
CRD#: 35747
Frederick, MD
Past
September 18, 1998 - June 1, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
FREDERICK, MD
Past
August 24, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 24, 1998 - June 1, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
FREDERICK, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERIDIAN CAPITAL PARTNERS
FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS
CRD#: 314290 / SEC#: 801-121334
RIA
Registered Investment Advisory firm - (5/28/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(5/28/2021)
IAR
Maryland(5/28/2021)
RR
North Carolina(5/28/2021)
RR
South Carolina(5/28/2021)
IAR
Texas(8/23/2021)
RR
Virginia(5/28/2021)
RR
West Virginia(5/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VERIDIAN CAPITAL PARTNERS
FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS
CRD#: 314290 / SEC#: 801-121334
RIA
Registered Investment Advisory firm - (5/28/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7101 Guilford Drive, Suite 104, Frederick, MD 21704
Mailing Address
Phone number
(301) 228-9300
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,494 |
| AUM (Assets Under Management) | $ 471,114,175 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VERIDIAN CAPITAL PARTNERS
CRD#: 314290Frederick, MD 21704TRUST BUT VERIFY
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