Joshua S. Corwin

CORWIN COMPANY LLC

Indianapolis, IN 46240

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CRD#: 3053056

Professional summary

Joshua Scott Corwin, CFP®, who also goes by Josh Corwin, is a registered financial advisor currently at CORWIN COMPANY LLC located in Indianapolis, Indiana and LPL FINANCIAL LLC located in Indianapolis, Indiana.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Corwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Scott Corwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 11, 2022 - Present

CORWIN COMPANY LLC

Office #1: 9045 River Road Suite 401, Indianapolis, IN 46240

RIA

CRD#: 285657

Indianapolis, IN

Current

March 6, 2009 - Present

LPL FINANCIAL LLC

Office #1: 9045 River Road, Suite 401, Indianapolis, IN 46240

RIA

CRD#: 6413

Indianapolis, IN

Past

July 17, 2017 - December 31, 2021

CORWIN COMPANY LLC

RIA

CRD#: 285657

INDIANAPOLIS, IN

Past

March 6, 2009 - December 11, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

INDIANAPOLIS, IN

Past

October 31, 2003 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIANAPOLIS, IN

Past

October 31, 2003 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIANAPOLIS, IN

Past

February 23, 2000 - November 12, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

INDIANAPOLIS, IN

Past

December 2, 1999 - November 12, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 2, 1999 - November 12, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 15, 1998 - November 4, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 15, 1998 - November 4, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 14, 1998 - October 29, 1998

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/1/2024)

Georgia
(3/6/2009)

IAR

Georgia
(1/28/2022)

Illinois
(7/12/2022)

Indiana
(3/6/2009)

IAR

Indiana
(1/11/2022)

New Jersey
(8/10/2017)

North Carolina
(4/27/2016)

Ohio
(3/6/2009)

IAR

Ohio
(7/21/2022)

Pennsylvania
(10/24/2025)

IAR

Texas
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/29/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CORWIN COMPANY LLC

CRD#: 285657 / SEC#:

Georgia

Registered Investment Advisory firm - (1/28/2022 Approved)

Indiana

Registered Investment Advisory firm - (1/11/2022 Approved)

Ohio

Registered Investment Advisory firm - (7/21/2022 Approved)

Texas

Registered Investment Advisory firm - (1/12/2022 Conditional Restricted)

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Contact information

Main Address

9045 River Road Suite 401, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 706-0818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 101,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Joshua S. Corwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Scott Corwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CORWIN COMPANY LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WATERSTONE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2003

Series 63

Date: 7/28/1998

SIE

Date: 10/1/2018

Series 31

Date: 10/29/2009

Series 7

Date: 5/12/1998

Series 24

Date: 7/7/2009

FINRA

Current Firm

CORWIN COMPANY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORWIN COMPANY LLC

TRUST BUT VERIFY

Contact information

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