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JC

Joshua Scott Corwin

CFP®
CORWIN COMPANY
INDIANAPOLIS, IN
·CRD# 3053056·28 years registered

Professional Summary

Joshua Scott Corwin, CFP®, who also goes by Josh Corwin, is a registered financial advisor currently at CORWIN COMPANY LLC located in Indianapolis, Indiana and LPL FINANCIAL LLC located in Indianapolis, Indiana. Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Josh Corwin

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

Website

xxxxxxxxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

CORWIN COMPANY LLCCurrent·CRD# 285657
RIA
9045 River Road Suite 401, Indianapolis, IN 46240
January 11, 2022 - Present
LPL FINANCIAL LLCCurrent·CRD# 6413
RIA
BD
9045 River Road, Suite 401, Indianapolis, IN 46240
March 6, 2009 - Present

Past

CORWIN COMPANY LLCPast·CRD# 285657
RIA
Indianapolis, IN
July 17, 2017 - December 31, 2021
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Indianapolis, IN
March 6, 2009 - December 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Indianapolis, IN
October 31, 2003 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Indianapolis, IN
October 31, 2003 - March 11, 2009
OSAIC FA, INC.Past·CRD# 3978
RIA
Indianapolis, IN
February 23, 2000 - November 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANYPast·CRD# 2580
BD
Fort Wayne, IN
December 2, 1999 - November 12, 2003
OSAIC FA, INC.Past·CRD# 3978
BD
Fort Wayne, IN
December 2, 1999 - November 12, 2003
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
July 15, 1998 - November 4, 1999
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
July 15, 1998 - November 4, 1999
WATERSTONE FINANCIAL GROUP, INC.Past·CRD# 10078
BD
Boston, MA
May 14, 1998 - October 29, 1998

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Current Firm

CC
CORWIN COMPANY LLC

CORWIN COMPANY LLC

CRD#: 285657
Georgia
Registered Investment Advisory firm - Georgia (1/28/2022 Approved)
Indiana
Registered Investment Advisory firm - Indiana (1/11/2022 Approved)
Ohio
Registered Investment Advisory firm - Ohio (7/21/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (1/12/2022 Conditional Restricted)

Contact Information

Main Address

9045 River Road Suite 401, Indianapolis, IN 46240

Phone Number

(317) 706-0818

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

35

AUM (Assets Under Management)

$101,250,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/17/2009: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 1% - Recurring premiums paid to policies placed in the past. LTC and Life insurance only. 2. 2/17/2009 - No Business Name - Not Investment Related - Other-Teacher/Instructor - Time Spent 5% - Teach CFP Prepatory classes to students preparing for exam. 3. 1/20/2010 - Corwin Company LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 4/28/2016 - Corwin & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - 100 Hours Per Month/90 Hours During Securities Trading. 5. 8/14/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - - Registered Investment Advisor Hybrid - Started 07/01/2017- 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/18/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2017 - 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/16/2021 - FIERCOR, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 07/22/2021 - 0 Hours Per Month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(8/1/2024)
RR
Georgia
(3/6/2009)
IAR
Georgia
(1/28/2022)
RR
Illinois
(7/12/2022)
RR
Indiana
(3/6/2009)
IAR
Indiana
(1/11/2022)
RR
New Jersey
(8/10/2017)
RR
North Carolina
(4/27/2016)
RR
Ohio
(3/6/2009)
IAR
Ohio
(7/21/2022)
RR
Pennsylvania
(10/24/2025)
IAR
Texas
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Joshua Scott Corwin's CRS (Customer Relationship Summary).

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