JC
Joshua S. Corwin
CORWIN COMPANY LLC
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 3053056
JC
Professional summary
Joshua Scott Corwin, CFP®, who also goes by Josh Corwin, is a registered financial advisor currently at CORWIN COMPANY LLC located in Indianapolis, Indiana and LPL FINANCIAL LLC located in Indianapolis, Indiana.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Corwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/17/2009: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 1% - Recurring premiums paid to policies placed in the past. LTC and Life insurance only. 2. 2/17/2009 - No Business Name - Not Investment Related - Other-Teacher/Instructor - Time Spent 5% - Teach CFP Prepatory classes to students preparing for exam. 3. 1/20/2010 - Corwin Company LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 4/28/2016 - Corwin & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - 100 Hours Per Month/90 Hours During Securities Trading. 5. 8/14/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - - Registered Investment Advisor Hybrid - Started 07/01/2017- 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/18/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2017 - 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/16/2021 - FIERCOR, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 07/22/2021 - 0 Hours Per Month.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Scott Corwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 11, 2022 - Present
CORWIN COMPANY LLC
Office #1: 9045 River Road Suite 401, Indianapolis, IN 46240RIA
CRD#: 285657
Indianapolis, IN
Current
March 6, 2009 - Present
LPL FINANCIAL LLC
Office #1: 9045 River Road, Suite 401, Indianapolis, IN 46240RIA
BD
CRD#: 6413
Indianapolis, IN
Past
July 17, 2017 - December 31, 2021
CORWIN COMPANY LLC
RIA
CRD#: 285657
INDIANAPOLIS, IN
Past
March 6, 2009 - December 11, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
INDIANAPOLIS, IN
Past
October 31, 2003 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIANAPOLIS, IN
Past
October 31, 2003 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIANAPOLIS, IN
Past
February 23, 2000 - November 12, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
INDIANAPOLIS, IN
Past
December 2, 1999 - November 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 2, 1999 - November 12, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
July 15, 1998 - November 4, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 15, 1998 - November 4, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 14, 1998 - October 29, 1998
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/1/2024)
RR
Georgia(3/6/2009)
IAR
Georgia(1/28/2022)
RR
Illinois(7/12/2022)
RR
Indiana(3/6/2009)
IAR
Indiana(1/11/2022)
RR
New Jersey(8/10/2017)
RR
North Carolina(4/27/2016)
RR
Ohio(3/6/2009)
IAR
Ohio(7/21/2022)
RR
Pennsylvania(10/24/2025)
IAR
Texas(1/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CORWIN COMPANY LLC
CORWIN COMPANY LLC
CRD#: 285657 / SEC#:
Georgia
Registered Investment Advisory firm - (1/28/2022 Approved)Indiana
Registered Investment Advisory firm - (1/11/2022 Approved)Ohio
Registered Investment Advisory firm - (7/21/2022 Approved)Texas
Registered Investment Advisory firm - (1/12/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9045 River Road Suite 401, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 706-0818
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 85,494,133 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
