Steven A. Suib

PRESERVATION WEALTH MANAGEMENT

KING OF PRUSSIA, PA 19406

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CRD#: 3052895

Professional summary

Steven Alan Suib, who also goes by Steven Suib, is a registered financial advisor currently at PRESERVATION WEALTH MANAGEMENT located in King Of Prussia, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steven has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Steven Suib

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Alan Suib's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2014 - Present

PRESERVATION WEALTH MANAGEMENT

Office #1: 630 Freedom Business Center Drive Third Floor, King Of Prussia, PA 19406

RIA

CRD#: 170636

KING OF PRUSSIA, PA

Past

June 11, 2009 - January 5, 2010

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

June 11, 2009 - December 17, 2009

KALOS CAPITAL, INC.

CRD#: 44337

TREVOSE, PA

Past

July 29, 2008 - May 29, 2009

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

TREVOSE, PA

Past

July 9, 2008 - May 29, 2009

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

TREVOSE, PA

Past

May 10, 2006 - June 20, 2008

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

TREVOSE, PA

Past

January 23, 2006 - June 20, 2008

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

TREVOSE, PA

Past

June 7, 2005 - December 31, 2005

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

TREVOSE, PA

Past

February 10, 2005 - December 31, 2005

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

March 5, 2001 - February 17, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 10, 1998 - January 24, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/27/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRESERVATION WEALTH MANAGEMENT

PRESERVATION WEALTH MANAGEMENT | STEVEN SUIB, INC.

CRD#: 170636 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

630 Freedom Business Center Drive Third Floor, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 768-7789

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 2,371,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven A. Suib

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Alan Suib's CRS (Customer Relationship Summary).

Certified licenses

Experience

KALOS MANAGEMENT

KALOS CAPITAL, INC.

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

MADISON AVENUE ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

OSAIC FS, INC.

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2013

Series 63

Date: 7/20/1998

Series 7

Date: 3/27/2006

Series 6

Date: 7/9/1998

Current Firm

PRESERVATION WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRESERVATION WEALTH MANAGEMENT

TRUST BUT VERIFY

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