EM
Edward D. Mccoy
M&T SECURITIES
Radnor, PA 19087
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CRD#: 3052848
EM
Professional summary
Edward Dennis Mccoy JR is a registered financial professional currently at M&T SECURITIES, INC. located in Radnor, Pennsylvania.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2001. Edward has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward Dennis Mccoy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2014 - Present
M&T SECURITIES, INC.
Office #1: Institutional Equity Trading Desk 150 North Radnor Chester Road, Suite E 200, Radnor, PA 19087BD
CRD#: 17358
Radnor, PA
Past
June 11, 2010 - February 1, 2014
EMERGING GROWTH EQUITIES, LTD.
BD
CRD#: 47040
KING OF PRUSSIA, PA
Past
June 29, 2007 - February 8, 2010
SUSQUEHANNA FINANCIAL GROUP, LLLP
BD
CRD#: 35865
BALA CYNWYD, PA
Past
February 15, 2001 - September 18, 2009
SAL EQUITY TRADING, GP
BD
CRD#: 29337
BALA CYNWYD, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/24/2025)
RR
Colorado(1/24/2025)
RR
Connecticut(1/24/2025)
RR
Delaware(1/27/2014)
RR
District of Columbia(1/24/2025)
RR
Florida(1/24/2025)
RR
Georgia(1/27/2014)
RR
Indiana(1/24/2025)
RR
Maine(1/24/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
Nevada(1/24/2025)
RR
New Hampshire(1/24/2025)
RR
New Jersey(1/24/2025)
RR
New York(1/24/2025)
RR
North Carolina(1/24/2025)
RR
Ohio(1/29/2025)
RR
Pennsylvania(1/27/2014)
RR
Puerto Rico(1/24/2025)
RR
Rhode Island(1/24/2025)
RR
Texas(1/24/2025)
RR
Vermont(1/24/2025)
RR
Virginia(1/24/2025)
RR
Washington(1/27/2014)
RR
West Virginia(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/10/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
M&T SECURITIES, INC.
M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1 Light Street Suite 2000, Buffalo, NY 14202
Mailing Address
1 Light Street, Baltimore, MD 21202
Phone number
(410) 244-4307
Established
New York since 11/13/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
901
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
