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Terrence O. Morgan

OK401K
Oklahoma City, OK 73112
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CRD#: 3052723
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Professional summary


Terrence O'reilly Morgan, AIF®, who also goes by Terrance O Morgan, Terry Morgan, is a registered financial advisor currently at OK401K, INC. located in Oklahoma City, Oklahoma.

Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Terrence has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Terrance O Morgan | Terry Morgan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TERRY MORGAN - INDEPENDENT INSURANCE - AGENT - FIXED INSURANCE SALES AND SERVICE - SINCE 11/2013 - OKLAHOMA CITY, OK - INVESTMENT RELATED--- 2)OK401K - OFFICER/AGENT - INSURANCE, EMPLOYMENT BENEFITS AND 4O1K SALES AND SERVICE - SINCE 04/2008 - INVESTMENT RELATED ---

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Terrence O'reilly Morgan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

December 12, 2017 - Present

OK401K, INC.

Office #1: 3030 Nw Expressway Suite 300, Oklahoma City, OK 73112
RIA
CRD#: 286410
Oklahoma City, OK
Past

January 9, 2014 - December 31, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
OKLAHOMA CITY, OK
Past

January 6, 2014 - December 31, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
OKLAHOMA CITY, OK
Past

April 16, 2008 - January 7, 2014

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

August 12, 2003 - January 7, 2014

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

October 11, 2001 - August 28, 2003

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

November 20, 2000 - September 12, 2001

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Past

July 29, 1998 - October 24, 2000

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(12/12/2017)
IAR
Texas
(5/8/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/28/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OI
OK401K, INC.
OK401K, INC.

CRD#: 286410 / SEC#:

Oklahoma
Registered Investment Advisory firm - (12/12/2017 Approved)
Texas
Registered Investment Advisory firm - (5/8/2018 Conditional Restricted)
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Contact information


Main Address
3030 Nw Expressway Suite 300, Oklahoma City, OK 73112
Mailing Address
Phone number
(405) 603-4986
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts139
AUM (Assets Under Management)$ 65,072,661

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OK401K, INC.

CRD#: 286410Oklahoma City, OK 73112

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