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LJ

Ling Jiang

Some features on this profile are disabled
CRD#: 3052124
LJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ling Jiang was a registered financial professional .

Ling is a previously registered financial professional and started their career in finance in 1998. Ling had worked at 6 firms and has passed the Series 63 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 14, 2013 - October 29, 2013

ADIRONDACK TRADING GROUP LLC

BD
CRD#: 103910
NEW WOODSTOCK, NY
Past

February 15, 2005 - October 29, 2013

CLAYTON LOWELL, & CONGER INC

BD
CRD#: 44343
NEW WOODSTOCK, NY
Past

January 14, 2005 - October 29, 2013

RIDGEWAY & CONGER, INC.

BD
CRD#: 113055
NEW WOODSTOCK, NY
Past

June 25, 2003 - January 3, 2005

INSTITUTIONAL EDGE, L.L.C.

BD
CRD#: 46857
ENGLWOOD CLIFFS, NJ
Past

January 25, 2001 - July 12, 2001

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

June 12, 1998 - January 24, 2001

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/26/2005
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/8/1998
Financial and Operations Principal Examination

Current Firm

AT
ADIRONDACK TRADING GROUP LLC
ADIRONDACK TRADING GROUP LLC

CRD#: 103910 / SEC#: , 8-52384

BD
Terminated by SEC on 07/30/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/09/1999
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
RIDGEWAY & CONGER, INC.PARENT
GARBER, LEIGH MCCOBBCCO
GARBER, LEIGH MCCOBBPRESIDENT/CEO2768572
GARBER, LEIGH MCCOBBROSFP, MUNICIPAL PRINCIPAL2768572

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADIRONDACK TRADING GROUP LLC

CRD#: 103910

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