Kevin D. Fisher

NORTHWEST FINANCIAL ADVISORS LLC

Herndon, VA 20170

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CRD#: 3052088

Professional summary

Kevin Duane Fisher is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and NORTHWEST FINANCIAL GROUP LLC located in Herndon, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 4/11/2014 - Northwest Capital Management - Investment Related - At Reported Business Location(s) - Employment Entity - President and CEO - Financial Holding Company of NWFG LLC, NWIA LLC, NWTG LLC, and NWTE LLC. 2. 4/14/2014 - Northwest Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - President/CEO. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - At Reported Business Location(s) - other-referring broker-dealer - CEO/Executive Rep. - Start Date: 3/19/2008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Duane Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2013 - Present

NORTHWEST FINANCIAL ADVISORS LLC

Office #1: 200 Spring Street Suite 120, Herndon, VA 20170

RIA

CRD#: 166769

Herndon, VA

Current

March 19, 2008 - Present

NORTHWEST FINANCIAL GROUP LLC

Office #1: 200 Spring Street Suite 120, Herndon, VA 20170Office #2: 200 Spring Street Suite 120, Herndon, VA 20170

CRD#: 145064

Herndon, VA

Current

April 11, 2014 - Present

LPL FINANCIAL LLC

Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170

RIA

CRD#: 6413

Herndon, VA

Past

August 28, 2008 - October 30, 2013

NORTHWEST FINANCIAL GROUP LLC

RIA

CRD#: 145064

HERNDON, VA

Past

August 14, 2006 - March 27, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

HERNDON, VA

Past

February 27, 2006 - March 27, 2008

LPL FINANCIAL LLC

CRD#: 6413

HERNDON, VA

Past

August 19, 1999 - October 26, 1999

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

June 25, 1998 - February 18, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(4/1/2008)

IAR

Virginia
(11/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/22/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

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Contact information

Main Address

200 Spring Street Suite 120, Herndon, VA 20170

Mailing Address

Phone number

(703) 810-1072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHWEST FINANCIAL ADVISORS PART 2A OF FORM ADV (3/19/2025)

NORTHWEST FINANCIAL ADVISORS WRAP BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	3,896
AUM (Assets Under Management)	$ 1,924,736,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin D. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Duane Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST FINANCIAL GROUP LLC

LPL FINANCIAL LLC

NORTHWEST FINANCIAL GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLFIRST BROKERAGE CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

NORTHWEST FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2006

Series 65

Date: 7/22/1998

Series 63

Date: 7/1/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2006

Series 24

Date: 10/10/2006

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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