Christian Faino
LPL ENTERPRISE | Financial Consultant
CHERRY HILL TOWNSHIP, NJ 08002
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CRD#: 3052045
Professional summary
Christian Faino, who also goes by Christian Joseph Faino, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Cherry Hill Township, New Jersey.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christian has worked at 18 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant my objective is to understand the things that are important to my clients. Together, we will partner to create a full financial plan and implement changes as your plan evolves. Your plan will be personalized around areas like, taxes, healthcare, and retirement. Above all, at Fidelity we embrace the relationships and trust we build!
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christian Joseph Faino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Faino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christian Faino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Temple University
Bachelor of Business Administration - Finance & Economics
1998
Experience
Current
April 13, 2026 - Present
LPL ENTERPRISE, LLC
Office #1: 923 Haddonfield Rd. Suite 300, Cherry Hill Township, NJ 08002RIA
BD
CRD#: 8733
CHERRY HILL TOWNSHIP, NJ
Current
April 13, 2026 - Present
LPL ENTERPRISE, LLC
Office #1: 923 Haddonfield Rd. Suite 300, Cherry Hill Township, NJ 08002RIA
BD
CRD#: 8733
CHERRY HILL TOWNSHIP, NJ
Past
March 31, 2025 - April 24, 2026
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MARLTON, NJ
Past
July 9, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MEDFORD, NJ
Past
June 8, 2020 - April 24, 2026
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MARLTON, NJ
Past
April 20, 2020 - June 2, 2020
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
July 5, 2012 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
RIA
CRD#: 152237
PHILADELPHIA, PA
Past
July 5, 2012 - June 2, 2020
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
March 6, 2007 - December 7, 2011
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
March 5, 2007 - December 7, 2011
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
December 14, 2005 - February 22, 2007
SENTINEL FINANCIAL SERVICES COMPANY
BD
CRD#: 31175
MONTPELIER, VT
Past
March 18, 2005 - November 28, 2005
NATIONWIDE FUND DISTRIBUTORS LLC
BD
CRD#: 25910
COLUMBUS, OH
Past
December 16, 2004 - March 4, 2005
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
GLENDORA, NJ
Past
December 16, 2004 - March 4, 2005
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
May 13, 2003 - August 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BALA CYNWYD, PA
Past
May 13, 2003 - August 20, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 4, 2002 - April 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
April 27, 2001 - April 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 6, 2000 - April 20, 2001
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Past
December 22, 1998 - April 16, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 20, 1998 - October 19, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 20, 1998 - October 19, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(4/13/2026)
RR
Florida(4/13/2026)
RR
New Jersey(4/13/2026)
IAR
New Jersey(4/13/2026)
RR
North Carolina(4/13/2026)
RR
Pennsylvania(4/13/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
Financial ConsultantCRD#: 8733Cherry Hill Township, NJ 08002TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
