Robert K. Whyte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Keith Whyte was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2023 - December 31, 2023
LIGHTPATH CAPITAL, INC
June 9, 2016 - December 31, 2020
LIGHTPATH CAPITAL, INC
November 10, 2015 - June 2, 2016
AARON CAPITAL INCORPORATED
November 11, 2009 - June 13, 2011
XNERGY FINANCIAL LLC
October 25, 2006 - May 15, 2009
MOSAIC CAPITAL SECURITIES, LLC
May 12, 2004 - October 16, 2006
MORGAN JOSEPH TRIARTISAN LLC
October 5, 1998 - October 17, 2002
RBC DANIELS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
