JJ
Jay W. Jackson
STATE FARM INVESTMENT MANAGEMENT
Lufkin, TX 75901
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CRD#: 3051932
JJ
Professional summary
Jay Wayne Jackson is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lufkin, Texas and STATE FARM VP MANAGEMENT CORP. located in Lufkin, Texas.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jay has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jay W Jackson, LLC; Investment-related; 322 Neches St, Jacksonville, TX 75766; Investment or Commercial Property; Owner; title; 08/01/2021; 1; 1; Control of the checkbook/Pay bills/Co-Signor on checking account/Review bank statements/Make deposits in the checking account 2) Jay Jackson's Insurance Agency; Insurance Agency; Investment-related; 1605 S Chestnut St Lufkin, TX 75901-5705; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/1994; 80; 80; Service customers and supervise employees 3. Texas State Farm Agents PAC; Non-investment-related; 401 RR 620 S #310, Austin, TX 78734; Association/Committee/Council; Member; Director; 1/1/2016; 1; 0; no duties. 4. Jackson Rich Rentals - Property #1 (personally Held Real Estate); Investment-Related; 508-516 E Denman Ave Lufkin, TX 75901; Investment or Commercial Property; Owner; 01/01/2005; 1; 0; Commercial rental property with 4 rental units. 5. Jackson Rich Rentals - Property #2 (personally Held Real Estate); Investment-Related; 919 Townwood Dr Lufkin, TX 75904; Investment or Commercial Property; Partner; 1; 0; Residential Rental. 6. Jackson Rich Rentals - - Property #3 (personally Held Real Estate); Investment-Related; 124 House St Lufkin, TX 75904; Investment or Commercial Property; Owner; Partner; 03/15/2012; 1; 0; Rental property
CRS (Client Relationship Summary) - RIA
Click below to view Jay Wayne Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1605 S. Chestnut Drive, Lufkin, TX 75901RIA
CRD#: 3487
Lufkin, TX
Current
June 8, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1605 S Chestnut St, Lufkin, TX 75901-5705BD
CRD#: 43036
Lufkin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(2/27/2001)
IAR
Texas(1/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
