GP
Gregg C. Parker
GENEOS WEALTH MANAGEMENT
Whitinsville, MA 01588
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CRD#: 3051179
GP
Professional summary
Gregg Charles Parker, CLU® is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Whitinsville, Massachusetts.
Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gregg has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: RA. Parker Insurance Inc, DBA Robert A. Parker Insurance and Financial Services - Agency Principal - Independent Rep with various insurance companies for FIXED INSURANCE SALES - start date - 06/1990 - non- Investment related - 40 HR/WK - 40/Trading. 3). Northbridge High School 171 Linwood Ave, Whitinsville MA - Varsity Assistant Football Coach. Start Date 9/2007. 40 hours devoted to this activity. 4) JAG Realty - owner of short term vacation rentals, non-investment related business, 50% ownership, 1-2 hours devoted to this activity - start date - 10/2020 - done at branch location. 5) Rekrap Realty LLC - Rental Income - non-investment related business done at branch location. 1 hour per month - start date 01/2008. 5) NOTARY PUBLIC.
CRS (Client Relationship Summary) - RIA
Click below to view Gregg Charles Parker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregg Charles Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 1, 2023 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 174 Church St, Whitinsville, MA 01588RIA
BD
CRD#: 120894
Whitinsville, MA
Current
June 1, 2023 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 174 Church St, Whitinsville, MA 01588RIA
BD
CRD#: 120894
Whitinsville, MA
Past
January 3, 2017 - June 1, 2023
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
December 15, 2016 - June 1, 2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
Whitinsville, MA
Past
July 29, 2016 - December 15, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Whitinsville, MA
Past
February 26, 2014 - September 24, 2015
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
WHITINSVILLE, MA
Past
February 22, 2012 - August 1, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
WHITINSVILLE, MA
Past
July 13, 2001 - February 22, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
WHITINSVILLE, MA
Past
September 2, 1999 - July 12, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 10, 1998 - September 2, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/12/2023)
IAR
Arizona(7/19/2023)
RR
California(6/1/2023)
RR
Connecticut(6/1/2023)
RR
Florida(6/1/2023)
IAR
Florida(6/2/2023)
RR
Maine(6/1/2023)
IAR
Maine(6/2/2023)
RR
Massachusetts(7/6/2023)
IAR
Massachusetts(7/6/2023)
RR
New Hampshire(6/1/2023)
IAR
North Carolina(6/1/2023)
RR
North Carolina(7/6/2023)
RR
Rhode Island(6/1/2023)
IAR
Rhode Island(6/1/2023)
RR
South Carolina(6/1/2023)
RR
Tennessee(7/7/2023)
RR
Vermont(6/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894Whitinsville, MA 01588TRUST BUT VERIFY
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