Michael A. Mills
MILLS WEALTH ADVISORS
Southlake, TX 76092
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CRD#: 3049166
Professional summary
Michael Alan Mills, CFP®, CLU®, who also goes by Mike Mills, is a registered financial advisor currently at MILLS WEALTH ADVISORS, LLC located in Southlake, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRODUCING AGENT FOR FIXED LIFE INSURANCE. OWNERSHIP IN AMTM INVESTMENTS, LLC, AND TIMARRON COURTYARD, LLC, REAL ESTATE. SPENDS LESS THAN 10% OF HIS TIME WITH THESE ENDEAVORS. PROFESSIONAL DESIGNATIONS: Certified Fund Specialist (CFS), Chartered Life Underwriter (CLU), The Certified Exit Planning Advisor (CEPA�) Michael Mills is the majority owner in AMTM Investments, LLC which is wholly owned by Michael and his wife and which is used to make direct investments in real estate. Mr. Mills is also a part owner in Timarron Courtyard, LLC, which owns an office building. AMTM Investments, LLC and Timarron Courtyard, LLC are unrelated to the business activities of Mills Wealth Advisors, LLC. Michael Mills is an investor of 114 La Paloma Holdings, LLC, a real estate investment property. Michael Mills is 1 out of 4 investors. The other 3 investors are clients. Michael Mills is an investor in Office Equity Solution Partnership JTS 2-8 B-C Ltd ("OES"), a real estate investment property. Michael Mills is 1 out of 13 investors in this property. The other 12 investors are clients.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alan Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 31, 2012 - Present
MILLS WEALTH ADVISORS, LLC
Office #1: 1207 South White Chapel Road Suite 150, Southlake, TX 76092RIA
CRD#: 159251
Southlake, TX
Past
April 4, 2008 - March 12, 2012
LEO BROKERAGE, LLC
RIA
CRD#: 109121
SOUTHLAKE, TX
Past
April 4, 2008 - March 12, 2012
LEO BROKERAGE, LLC
BD
CRD#: 109121
SOUTHLAKE, TX
Past
January 9, 2004 - January 3, 2008
LEO BROKERAGE, LLC
RIA
CRD#: 109121
SOUTHLAKE, TX
Past
January 9, 2004 - January 3, 2008
LEO BROKERAGE, LLC
BD
CRD#: 109121
SOUTHLAKE, TX
Past
August 24, 1999 - January 7, 2004
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
ARLINGTON, TX
Past
August 24, 1999 - January 7, 2004
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
May 13, 1998 - August 30, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MILLS WEALTH ADVISORS, LLC
MIKE MILLS WEALTH MANAGEMENT LLC | MILLS WEALTH ADVISORS, LLC | MILLS WEALTH
CRD#: 159251 / SEC#: 801-110251
RIA
Registered Investment Advisory firm - (4/4/2017 Approved)Colorado
Registered Investment Advisory firm - (12/6/2016 Terminated)Louisiana
Registered Investment Advisory firm - (6/9/2017 Terminated)Texas
Registered Investment Advisory firm - (6/9/2017 Terminated)Virginia
Registered Investment Advisory firm - (6/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/20/2015)
IAR
Texas(1/31/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MILLS WEALTH ADVISORS, LLC
MIKE MILLS WEALTH MANAGEMENT LLC | MILLS WEALTH ADVISORS, LLC | MILLS WEALTH
CRD#: 159251 / SEC#: 801-110251
RIA
Registered Investment Advisory firm - (4/4/2017 Approved)Colorado
Registered Investment Advisory firm - (12/6/2016 Terminated)Louisiana
Registered Investment Advisory firm - (6/9/2017 Terminated)Texas
Registered Investment Advisory firm - (6/9/2017 Terminated)Virginia
Registered Investment Advisory firm - (6/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1207 S. White Chapel Blvd Suite 150, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7300
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,691 |
| AUM (Assets Under Management) | $ 440,076,004 |
Red Flags
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