TH
Timothy P. Hintzoglou
CETERA INVESTMENT ADVISERS LLC
WALNUT CREEK, CA 94598
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CRD#: 3049163
TH
Professional summary
Timothy Peter Hintzoglou, CFP®, who also goes by Timothy Peter Hintzog, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walnut Creek, California and CETERA WEALTH SERVICES, LLC located in Walnut Creek, California.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Peter Hintzog
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ARM of Care, Inc 1862 Shuey Ave Walnut Creek CA 94596 Club/Association Director/Officer Director/Officer 12/3/2012~2hrs~0hrs The company is a non-profit organization. I sit on the Board providing input on the overall activities of the organization 2) TAX & FINANCIAL SERVICES POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 02/01/1988 ADDRESS: 3000 Citrus Circle , Suite 203, Walnut Creek CA 94598, United States DESCRIPTION: Prepare tax returns / provide bookkeeping services 3) WE PLAN, INC. DBA TAX & FINANCIAL SERVICES; POSITION: Tax Advisor NATURE: Tax Preparation Services INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/02/2017; ADDRESS: 3000 Citrus Cir, Ste 203, Walnut Creek CA 94598, United States; DESCRIPTION: Provide tax return preparation and tax planning services to individuals and small businesses. 4)WALNUT CREEK PRESBYTERIAN CHURCH POSITION: Trustee NATURE: The trustees of the church serve as the corporate officers of the church as a legal entity. The trustee board is held by three individuals who are past or current ruling elders of the church under a three year term. The nature of the position are to sign all legal contracts on behalf of the church/corporation and execute the sale or purchase of real or personal property but only after such action has been approved and authorized by the church's elder board and/or vote of the church's members. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 1801 Lacassie Ave, Walnut Creek CA 94596, United States DESCRIPTION: My specific duties would be to fulfill the responsibilities as listed in the question about the nature of the activity, I.e. sign contracts, bank checks, etc. as needed. The specific office, I.e. president, secretary, etc. are elected internally among the trustees once the three trustee positions are filled. 5) RAY MATTHES 1997 TRUST POSITION: Trustee NATURE: Trust administration of the assets held inthe Ray Matthes 1997 Trust. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/26/2024 ADDRESS: 175 Lennon LN 205, Walnut Creek CA 94598, United States DESCRIPTION: I am carrying out the trustee administration duties as successor trust after the passing of Ray Matthes (grantor / previous trustee). The trustee currently only owns a bank account and an investment brokerage account so the only specific duties are to oversee those two financial accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Peter Hintzoglou's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 175 Lennon Lane #205, Walnut Creek, CA 94598RIA
CRD#: 105644
WALNUT CREEK, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 175 Lennon Ln 205, Walnut Creek, CA 94598BD
CRD#: 13572
Walnut Creek, CA
Past
November 9, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Walnut Creek, CA
Past
August 10, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Walnut Creek, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Indiana(9/18/2025)
RR
Nevada(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Walnut Creek, CA 94598TRUST BUT VERIFY
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