Jason M. Gregory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Mark Gregory, who also goes by Jason M Gregory, was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 1998. Jason had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2010 - August 30, 2010
FINTEGRA, LLC
April 27, 2010 - August 30, 2010
FINTEGRA, LLC
March 29, 2010 - April 5, 2010
MOMENTUM INDEPENDENT NETWORK INC.
March 29, 2010 - April 5, 2010
MOMENTUM INDEPENDENT NETWORK INC.
October 5, 2009 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
September 8, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
August 15, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
December 10, 2004 - August 26, 2008
LPL FINANCIAL LLC
December 10, 2004 - August 26, 2008
LPL FINANCIAL LLC
February 21, 2002 - December 17, 2004
UBS FINANCIAL SERVICES INC.
February 1, 2002 - December 17, 2004
UBS FINANCIAL SERVICES INC.
May 5, 1998 - February 26, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
