Jeffrey K. Galvani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Kenneth Galvani was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 25, Series 14, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2022 - September 7, 2023
CRITO CAPITAL LLC
May 7, 2020 - April 6, 2022
CRITO CAPITAL LLC
August 24, 2017 - June 6, 2018
WYNSTON HILL CAPITAL, LLC
April 29, 2015 - November 1, 2016
ROTHSCHILD LIEBERMAN LLC
May 1, 2014 - April 24, 2015
EASTGATE SECURITIES, LLC
October 15, 2013 - May 2, 2014
J. STREICHER & CO. L.L.C.
June 18, 2013 - October 11, 2013
RAVEN SECURITIES CORP.
February 20, 2013 - June 19, 2013
DIRECT ACCESS PARTNERS LLC
October 1, 2000 - January 31, 2013
THE GRISWOLD COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/18/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 10/17/2000
NYSE Trading Assistant ExaminationCurrent Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
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