JM
Jamahl L. Mahmood
MAIN STREET FINANCIAL SOLUTIONS
Verona, NJ 07044
Some features on this profile are disabled
CRD#: 3048473
JM
Professional summary
Jamahl Lodewyk Mahmood, CFP®, ChFC®, CLU®, who also goes by Jamal Lodewyk Mahmood, Janal L Mahmood, Jamal Mahmood, Jamal Schotman, is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Verona, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Verona, New Jersey.
Jamahl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jamahl has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamal Lodewyk Mahmood | Janal L Mahmood | Jamal Mahmood | Jamal Schotman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Main Street Financial Solutions D/B/A Superior Cove. Investment Related. 155 Pompton Avenue, Suite 108, Verona NY 07044. RIA. IAR. Start 5/2017. 160 hours per week, 130 during trading. Investment Advisor Representative. 2. Jamal Mahmood. Not Investment Related. 155 Pompton Avenue, Suite 108, Verona, NJ 07044. Insurance. Agent. Start 1998. 40 hours per month, 20 during trading house. Broker Insurance Products, Provide advice and customer Service. 3. Wedding Officiant. Not Investment Related. 21 Otsego Road, Verona NJ 07044. Civil Celebrant. Wedding Officiant. Start 01/2017. 6 hours per month not during trading. Speak to couples and perform marriage ceremonies. 4. AFK Foundation; Not Investment Related; 95 Karol Place, Jericho, NY 11753; Board Member; July 1, 2023; 2hrs/mo; 0 hrs during trading; Just attend board meetings and decide on gifts, advise on operations. 5. Glenwood Pier Condo Association; Not Investment Related; Condo Board; Board Member; 5hrs/mo; 0 hrs during trading; vote on board issues, advise on endowment. Work with investment advisor for the endowment.
CRS (Client Relationship Summary) - RIA
Click below to view Jamahl Lodewyk Mahmood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 11, 2020 - Present
MAIN STREET FINANCIAL SOLUTIONS, LLC
Office #1: 155 Pompton Avenue, Suite 108, Verona, NJ 07044RIA
CRD#: 305834
Verona, NJ
Current
May 27, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 155 Pompton Avenue Suite 108, Verona, NJ 07044BD
CRD#: 35747
Verona, NJ
Past
May 10, 2017 - July 1, 2020
MAIN STREET FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 146118
Verona, NJ
Past
July 9, 2010 - May 11, 2017
ACCESS WEALTH
RIA
CRD#: 112973
ROSELAND, NJ
Past
June 28, 2010 - June 3, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROSELAND, NJ
Past
April 28, 2009 - December 31, 2010
NOAH'S ARK FINANCIAL PLANNING, LLC
RIA
CRD#: 149669
RITHERFORD, NJ
Past
August 30, 2007 - May 4, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
FAIRFIELD, NJ
Past
September 13, 2006 - July 13, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
FAIRFIELD, NJ
Past
July 29, 2003 - May 4, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FAIRFIELD, NJ
Past
September 28, 1999 - May 11, 2000
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 11, 1998 - May 11, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2019)
RR
California(10/26/2022)
RR
Colorado(5/10/2018)
RR
Connecticut(8/30/2021)
RR
Florida(7/15/2015)
RR
Georgia(11/11/2021)
RR
Maine(5/2/2025)
RR
Maryland(1/11/2016)
RR
Massachusetts(12/4/2017)
RR
Michigan(10/12/2023)
RR
Montana(9/7/2023)
RR
New Jersey(5/27/2015)
IAR
New Jersey(3/13/2020)
RR
New York(5/27/2015)
RR
North Carolina(4/29/2016)
RR
Oklahoma(7/13/2023)
RR
Oregon(1/3/2019)
RR
Pennsylvania(7/15/2015)
RR
South Carolina(1/3/2019)
RR
Tennessee(7/28/2021)
RR
Texas(1/11/2016)
IAR
Texas(3/11/2020)
RR
Virginia(9/7/2023)
RR
Washington(10/25/2022)
RR
Wisconsin(1/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
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Contact information
Main Address
503 E. Washington Avenue Suite 1c, Newtown, PA 18940
Mailing Address
Phone number
(215) 259-5021
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,091 |
| AUM (Assets Under Management) | $ 2,494,613,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
