Gary B. Vaughn
Professional summary
Gary Bradford Vaughn is a registered financial professional currently at KOVACK SECURITIES INC. located in Spokane Valley, Washington.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2000. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Bradford Vaughn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2015 - Present
KOVACK SECURITIES INC.
Office #1: 11017 E. Sprague Avenue Suite B, Spokane Valley, WA 99206December 18, 2012 - July 29, 2015
SUMMIT BROKERAGE SERVICES, INC.
June 3, 2010 - December 19, 2012
KOVACK SECURITIES INC.
July 16, 2003 - November 3, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 1, 2002 - December 10, 2002
BROOKLIGHT PLACE SECURITIES, INC.
February 28, 2000 - January 1, 2002
IAC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2025)
(7/28/2015)
(2/27/2017)
(5/16/2025)
(8/26/2015)
(7/26/2021)
(3/29/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
