Gary Bradford Vaughn
Professional Summary
Gary Bradford Vaughn is a registered financial advisor currently at KOVACK SECURITIES INC. located in Spokane Valley, Washington. Gary is registered as a RR (Registered Representative) and started their career in finance in 2000. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Current Firm
KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS
Contact Information
Main Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Mailing Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Phone Number
(954) 782-4771Established
Florida since 04/22/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
5Arbitration
5Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(7/28/2015)
(2/27/2017)
(5/16/2025)
(8/26/2015)
(7/26/2021)
(3/29/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2000About the Series 6 examSRO Registrations
SRO Registrations
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - BD
Click below to view Gary Bradford Vaughn's CRS (Customer Relationship Summary).
Similar Advisors
WEDMONT PRIVATE CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
NYLIFE SECURITIES LLC
THREE ARCH WEALTH MANAGEMENT LLC