Bobby J. Parks
Professional summary
Bobby Jefferson Parks JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bobby is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Bobby had worked at 3 firms, which includes FINTEGRA LLC, EDWARD JONES, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2006 - August 24, 2009
FINTEGRA, LLC
June 2, 2004 - August 24, 2009
FINTEGRA, LLC
February 22, 2002 - June 9, 2004
EDWARD JONES
March 17, 2000 - June 18, 2001
EDWARD JONES
May 6, 1998 - December 31, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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