Nels G. Wangensteen

MAYTECH GLOBAL INVESTMENTS

NEW YORK, NY 10022

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CRD#: 3047618

Professional summary

Nels George Wangensteen is a registered financial advisor currently at MAYTECH GLOBAL INVESTMENTS located in New York, New York.

Nels is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nels has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE PANAPHIL FOUNDATION. NOT INVESTMENT-RELATED. 919 3RD AVE, NEW YORK, NY 10022. CHARITABLE FOUNDATION. TRUSTEE SINCE FALL 2017. 2 HOURS PER MONTH NOT DURING SECURITIES TRADING HOURS. REVIEW CHARITIES AND INVESTMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nels George Wangensteen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2021 - Present

MAYTECH GLOBAL INVESTMENTS

Office #1: 950 Third Avenue 18th Floor, New York, NY 10022

RIA

CRD#: 285985

NEW YORK, NY

Past

July 26, 2002 - April 29, 2008

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

June 8, 1999 - April 29, 2008

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

June 5, 1998 - June 14, 1999

INGALLS & SNYDER, LLC

CRD#: 2288

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/1998

General Securities Representative Examination

Current Firm

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

450 Park Ave Ste 2700, New York, NY 10022

Mailing Address

Phone number

(212) 899-2730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAYTECH FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 848,468,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nels G. Wangensteen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nels George Wangensteen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAYTECH GLOBAL INVESTMENTS

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

INGALLS & SNYDER, LLC

Primary Firm SEC Registration

MAYTECH GLOBAL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/1998

Series 7

Date: 6/4/1998

Current Firm

MAYTECH GLOBAL INVESTMENTS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAYTECH GLOBAL INVESTMENTS

TRUST BUT VERIFY

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