Johnny Poole
Professional summary
Johnny Poole, who also goes by Johnny Dale Poole, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Hoover, Alabama and STATE FARM VP MANAGEMENT CORP. located in Warrior, Alabama.
Johnny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Johnny has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Johnny Poole's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1694 Montgomery Highway Suite 180 Hoover, Al, Usa,, Hoover, AL 35216February 9, 2022 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 209 Louisa St Ste 3, Warrior, AL 35180December 16, 2016 - March 3, 2021
ARVEST WEALTH MANAGEMENT
December 16, 2016 - March 3, 2021
ARVEST WEALTH MANAGEMENT
October 11, 2011 - December 21, 2016
LPL FINANCIAL LLC
October 11, 2011 - December 21, 2016
LPL FINANCIAL LLC
April 16, 2007 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 16, 2007 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 13, 2007 - April 18, 2007
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - April 18, 2007
MORGAN KEEGAN & COMPANY, LLC
October 27, 2005 - February 13, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
October 27, 1999 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2022)
(1/25/2023)
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Hoover, AL 35216TRUST BUT VERIFY
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