Kelly D. Daylong

FINANCIAL & ESTATE ADVISORS,

Woodinville, WA

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CRD#: 3047572

Professional summary

Kelly Dee Daylong, who also goes by Kelly Rife, is a registered financial advisor currently at FINANCIAL & ESTATE ADVISORS, INC located in Woodinville, Washington and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Woodinville, Washington.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kelly has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Rife

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) FINANCIAL & ESTATE ADVISORS, INC - OFFICE ADMIN - DBA NAME FOR MARKETING PURPOSES ONLY - WOODINVILLE, WA - SINCE 09/2001 - INVESTMENT RELATED 2.) FINANCIAL & ESTATE ADVISORS, INC. - ASSISTANT TO BRADLEY LONG - REGISTERED INVESTMENT ADVISOR - WOODINVILLE, WA - SINCE 11/2019 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Dee Daylong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2019 - Present

FINANCIAL & ESTATE ADVISORS, INC

RIA

CRD#: 119062

Woodinville, WA

Current

August 7, 2009 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 15845 Ne 165th St, Woodinville, WA 98072

RIA

CRD#: 20804

Woodinville, WA

Past

October 31, 2005 - August 11, 2009

OSAIC SERVICES, INC.

CRD#: 133763

BOTHELL, WA

Past

October 23, 2001 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 8, 2000 - September 4, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 8, 2000 - September 4, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 16, 1998 - October 17, 2000

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(8/7/2009)

IAR

Washington
(11/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/15/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL & ESTATE ADVISORS, INC

FINANCIAL & ESTATE ADVISORS | FINANCIAL & ESTATE ADVISORS, INC

CRD#: 119062 / SEC#:

Washington

Registered Investment Advisory firm - (1/29/2002 Approved)

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Contact information

Main Address

Woodinville, WA

Mailing Address

Phone number

(425) 483-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 54,300,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly D. Daylong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Dee Daylong's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2019

Series 63

Date: 6/15/1998

SIE

Date: 10/1/2018

Series 6

Date: 6/15/1998

FINRA

Current Firm

FINANCIAL & ESTATE ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL & ESTATE ADVISORS, INC

TRUST BUT VERIFY

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