JK
Joseph P. Kelly
TRUIST ADVISORY SERVICES
WINTER PARK, FL 32789
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CRD#: 3047454
JK
Professional summary
Joseph Perry Kelly, CFP®, who also goes by Joseph Kelly, Joseph P Kelly, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winter Park, Florida and TRUIST INVESTMENT SERVICES, INC. located in Winter Park, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Kelly | Joseph P Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* RENTAL PROPERTY; LAKE MARY, FL * OWNER * COLLECTS RENT * 01/2013 -PRESENT * 0 HOURS DEVOTED PER MONTH TO OBA DURING TRADE HOURS * 4 HOURS DEVOTED PER MONTH TO OBA AFTER TRADE HOURS BETHPERRY GROUP LLC POSITION: MGR NATURE: Real Estate Holding LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2019 ADDRESS: , Lake Mary FL , United States DESCRIPTION: Collect Rents - Property Improvements - Book Keeping
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Perry Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
August 30, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 400 Park Ave South Ste 200, Winter Park, FL 32789RIA
CRD#: 283390
WINTER PARK, FL
Current
July 25, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 400 S Park Ave Ste 200, Winter Park, FL 32789Office #2: 2006 Aloma Ave, Winter Park, FL 32792Office #3: 4751 New Broad St, Orlando, FL 32814BD
CRD#: 17499
Winter Park, FL
Past
June 1, 2009 - July 25, 2017
MORGAN STANLEY
RIA
CRD#: 149777
WINTER PARK, FL
Past
June 1, 2009 - July 25, 2017
MORGAN STANLEY
BD
CRD#: 149777
WINTER PARK, FL
Past
December 22, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
WINTER PARK, FL
Past
October 22, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
WINTER PARK, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/27/2017)
RR
Arkansas(8/7/2017)
RR
California(7/25/2017)
RR
Colorado(7/27/2017)
RR
Florida(7/26/2017)
IAR
Florida(8/30/2017)
RR
Georgia(7/31/2017)
RR
Illinois(12/20/2021)
RR
Iowa(7/31/2017)
RR
Kansas(7/26/2017)
RR
Kentucky(8/8/2025)
RR
Louisiana(8/22/2018)
IAR
Louisiana(7/2/2025)
RR
Maryland(7/25/2017)
RR
Massachusetts(7/28/2017)
RR
Michigan(4/10/2024)
RR
Missouri(7/28/2017)
RR
Nevada(8/28/2018)
RR
New Hampshire(5/5/2021)
RR
New Jersey(8/4/2017)
RR
New Mexico(8/20/2018)
RR
New York(7/27/2017)
RR
North Carolina(7/26/2017)
RR
Ohio(7/25/2017)
RR
Oregon(7/27/2017)
RR
Pennsylvania(7/26/2017)
RR
Puerto Rico(8/8/2017)
RR
South Carolina(8/25/2023)
RR
Tennessee(7/28/2017)
RR
Texas(7/26/2017)
RR
Utah(1/6/2020)
RR
Virginia(7/27/2017)
RR
West Virginia(7/27/2017)
RR
Wisconsin(7/25/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Winter Park, FL 32789TRUST BUT VERIFY
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