JV
Jerald G. Van Houten
INDEPENDENT FINANCIAL GROUP
Modesto, CA 95354
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CRD#: 3046914
JV
Professional summary
Jerald Glen Van Houten, who also goes by Jerald Glen Vanhouten, Jerry Vanhouten, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Modesto, California.
Jerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jerald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerald Glen Vanhouten | Jerry Vanhouten
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; (2) NAME OF OTHER BUSINESS: AMERICAN ASSET AND WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: 3202 ATCHISON STREET, RIVERBANK, CA 95367, NATURE OF BUSINESS: INVESTMENT AND FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER MONTH: 160-200, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, WEALTH MANAGEMENT; (3) NAME OF OTHER BUSINESS: KINGDOM ADVISORS, INVESTMENT RELATED: YES, NATURE OF BUSINESS: FINANCIAL BIBLICAL EDUCATION AND STUDY GROUP, POSITION/TITLE/RELATIONSHIP: QUALIFIED KINGDOM ADVISOR, APX NUMBER OF HOURS PER MONTH: 16-20, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; (4) NAME OF OTHER BUSINESS: GROWTH MANAGEMENT GROUP, NOT INVESTMENT RELATED, 1100 TORREY ROAD, SUITE 100, FENTON, MI 48430, COST REMEDIATION, START 12/2014, 2HRS/WK (NON-TRADING HOURS), SENIOR ADVISOR - CONNECT BUSINESS OWNERS WITH GROWTH MANAGEMENT GROUP BY SETTING UP "DISCOVERY CALLS". NO TAX ADVICE GIVEN.; (5) NAME OF OTHER BUSINESS: INTEGRITY BUSINESS SOLUTIONS, LLC, NOT INVESTMENT RELATED, 6459 WEST QUAKER STREET, ORCHARD PARK, NY 14127, BUSINESS CONSULTING, START 12/2014, 2HRS/WK (NON-TRADING HOURS), AGENT - SCHEDULE DISCOVERY CALLS WITH BUSINESSES TO LEARN HOW INTEGRITY BUSINESS SOLUTIONS MAY HELP WITH THEIR BUSINESS NEEDS.; (6) NAME OF OTHER BUSINESS: MAIN STREET CHAMBER, INVESTMENT RELATED: NO, ADDRESS: 3395 S JONES BLVD #313, LAS VEGAS, NV 89146, NATURE OF BUSINESS: BUSINESS NETWORK, POSITION/TITLE/RELATIONSHIP: CENTRAL VALLEY CHAPTER PRESIDENT, START DATE: 1/16/2012 APPROX NUMBER OF HOURS PER WEEK: 1-2, BRIEF DESCRIPTION OF DUTIES: BUILD, DEVELOP AND MAINTAIN MEMBERSHIP; (7) NAME OF OTHER BUSINESS: JOHN MAXWELL GROUP, INVESTMENT RELATED: NO, ADDRESS: CA NATURE OF BUSINESS: COACHING ONE ON ONE, GROUP COACHING AND PUBLIC SPEAKING, POSITION/TITLE/RELATIONSHIP: INDEPENDENT CERTIFIED COACH, START DATE: 07/23/2012, APPROX NUMBER OF HOURS PER WEEK: 0-2, BRIEF DESCRIPTION OF DUTIES: INDEPENDENT COACH, TEACH AND SPEAKER FOR JOHN MAXWELL TEAM ; (8) NAME OF OTHER BUSINESS: AMERIESTATE ; INVESTMENT RELATED: NO ADDRESS: 3525 HYLAND AVE SUITE 150, COSTA MESA, CA 95626 ; NATURE OF BUSINESS: WILLS AND TRUSTS ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: REFERRAL SOURCE ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS:1-2 ; BRIEF DESCRIPTION OF DUTIES: REFER PROSPECTIVE CLIENTS TO AMERIESTATE FOR LEGAL SERVICES ; (9) MARKET STREET MINISTRY POSITION: Volunteer NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 1111 J Street Ste M-110, Modesto CA 95354, United States DESCRIPTION: Bible Studies, Workshops and Speaking engagements.
CRS (Client Relationship Summary) - RIA
Click below to view Jerald Glen Van Houten's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerald Glen Van Houten's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1111 J Street, Suite M-105, Modesto, CA 95354RIA
BD
CRD#: 7717
Modesto, CA
Current
August 25, 2023 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1111 J Street, Suite M-105, Modesto, CA 95354RIA
BD
CRD#: 7717
Modesto, CA
Past
June 29, 2023 - September 1, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CONCORD, CA
Past
October 16, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CONCORD, CA
Past
August 13, 2008 - September 1, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CONCORD, CA
Past
November 1, 2002 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
BD
CRD#: 14068
OAKDALE, CA
Past
March 14, 2001 - November 1, 2002
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
June 27, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
BD
CRD#: 24330
CINCINNATI, OH
Past
June 16, 1998 - June 30, 2000
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/25/2023)
RR
California(8/25/2023)
IAR
California(8/25/2023)
RR
Colorado(8/25/2023)
RR
Georgia(8/25/2023)
RR
Nevada(6/18/2024)
RR
North Carolina(9/5/2023)
RR
South Dakota(4/30/2024)
RR
Tennessee(8/25/2023)
RR
Wyoming(8/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Modesto, CA 95354TRUST BUT VERIFY
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