Vishaw Sondhi
Professional summary
Vishaw Sondhi, who also goes by VIshaw Sondhi, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Vishaw is registered as a RR (Registered Representative) and started their career in finance in 1998. Vishaw has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vishaw Sondhi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 1, 2022 - March 13, 2026
TUCKER ASSET MANAGEMENT LLC
January 19, 2016 - November 2, 2022
EQUITY SERVICES, INC.
December 21, 2015 - November 2, 2022
EQUITY SERVICES, INC.
July 3, 2002 - December 22, 2015
AVANTAX ADVISORY SERVICES
September 14, 1998 - December 22, 2015
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2022)
(11/1/2022)
(1/3/2023)
(11/1/2022)
(11/1/2022)
(7/9/2025)
(7/11/2025)
(11/1/2022)
(11/1/2022)
(11/1/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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