ML
Marilyn P. Lewis
STATE FARM INVESTMENT MANAGEMENT
Carson City, NV 89701
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CRD#: 3046281
ML
Professional summary
Marilyn Paoli Lewis, ChFC®, CLU®, who also goes by Mert Lewis, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Carson City, Nevada and STATE FARM VP MANAGEMENT CORP. located in Carson City, Nevada.
Marilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Marilyn has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mert Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SOROPTIMIST INTERNATIONAL OF CARSON CITY; WNCC INSTRUCTOR; EMPLOYEE; 2201 W COLLEGE PARKWAY, CARSON CITY NV 89703; TEACH INSURANCE RELATED CLASS - NON-INVESTMENT RELATED; 4HRS/MO; 3 HRS/MO; SINCE 1998;THEY WANT ME TO BE ONE OF THE SIGNERS ON THE CHECKING ACCOUNT. ACCOUNT ALWAYS REQUIRED TWO SIGNATURES. VOTING DELEGATE ON THE BOARD OF DIRECTORS. 2) CAPITAL CITY CIRCLES INITIATIVE; NON-INVESTMENT-RELATED; 2621 NORTHGATE LANE, SUITE 10 CARSON CITY, NV 89706; NON-PROFIT PROGRAM TO BREAK THE CIRCLE OF POVERTY; DIRECTOR; 01/01/2002; 3 HR/MO; 3 HR/MO DURING TRADING HOURS; SELL FUNDRAISER TICKETS. 3) St Teresa of Avila Catholic Church, Non-Investment-Related, 3000 Lompa Lane Carson City NV 89701, Catholic Church, Board Member, 09/01/2015, Member of a Finance Committee, the new Pastor has requested that members of the Finance committee take turns reviewing the reconciled bank statements. This would mean about 4 times per year I would review statements and compare to reports from Church bookkeeper. The is not mandatory to be on the committee but another financial advisor said his compliance would not allow him to perform this function. Member of Finance Committee. Review general financial situation for the church and advise the pastor as a group. Our advice is not binding on the pastor.; 3 HR/MO & 0 HR/MO. 4) Lydia Romero's Insurance Agency; Insurance Agency; Investment-related; 2085 E William St Ste 20 Carson City, NV 89701; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent Employee; Agent Team Member; 5/1/2024; 80; 80; Service customers 5) Goose Properties; investment-related; 2409 Roxbury Way Carson City NV 89703; Investment or Commercial Property; Owner; Branch Manager; 08/01/2025; 1;0; Siblings joining together to purchase a condominium for our sister.
CRS (Client Relationship Summary) - RIA
Click below to view Marilyn Paoli Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 21, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2085 E William St Suite 20, Carson City, NV 89701RIA
CRD#: 3487
Carson City, NV
Current
May 20, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 321 W. Winnie Lane, Suite 106, Carson City, NV 89703BD
CRD#: 43036
Carson City, NV
Past
September 29, 2011 - March 31, 2017
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
CARSON CITY, NV
Past
May 28, 2002 - December 31, 2008
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
CARSON CITY, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nevada(5/20/1998)
IAR
Nevada(8/21/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
