Robert B. Leahy

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CRD#: 304594

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Beale Leahy was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1962. Robert had worked at 2 firms and has passed the Series 63, Series 1, Series 40 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROBERT LEAHY IS A DIRECTOR, EXECUTIVE VICE PRESIDENT AND SECRETARY OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C.20005. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 2 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS. HE IS ON THE BOARD OF DIRECTORS AND HIS DUTIES CONSIST PRIMARILY OF CORPORATE SECURITY. HE IS ALSO A DIRECTOR AND SECRETARY OF FOLGER NOLAN FLEMING DOUGLAS INSURANCE AGENCY INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. 20005. HIS STARTING DATE IS 07/21/2006, AND SPENDS APPROXIMATELY 0 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 0 HOURS ARE DURING TRADING HOURS. HE IS ON THE BOARD OF DIRECTORS AND HIS DUTIES CONSIST PRIMARILY OF CORPORATE SECURITY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 2, 2006 - June 14, 2023

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 140444

WASHINGTON, DC

Past

October 15, 1990 - May 4, 2006

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

RIA

CRD#: 319

WASHINGTON, DC

Past

December 20, 1962 - August 26, 2013

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

CRD#: 319

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545

RIA

Registered Investment Advisory firm - (12/12/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 12/18/1962

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 10/30/1968

Registered Principal Examination

Principal/Supervisory Exam

Series 12

Date: 8/21/1968

NYSE Branch Manager Examination

Current Firm

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545

RIA

Registered Investment Advisory firm - (12/12/1977 Approved)

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Contact information

Main Address

725 15th Street N.w., Washington, DC 20005

Mailing Address

Phone number

(202) 626-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. BROCHURE MARCH 27, 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 1,198,451,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Leahy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

Primary Firm SEC Registration

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/2002

Series 1

Date: 12/18/1962

Series 40

Date: 10/30/1968

Series 12

Date: 8/21/1968

Current Firm

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

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