PR
Philip N. Ranalli
WEALTH MANAGEMENT ASSOCIATES
Haddonfield, NJ 08033
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CRD#: 3045355
PR
Professional summary
Philip N Ranalli is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Haddonfield, New Jersey and OSAIC WEALTH, INC. located in Haddonfield, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Philip has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA- PINNACLE CAPITAL ADVISORS. 2. Accounting DBA-Owner-Utilize the DBA Pinnacle Capital Advisors for my LLC and accounting purposes only- Investment Related-Start Date: 05/03/2004-LOCATED AT 11 E. Mount Vernon Ave., Haddonfield NJ 08033 Description: Use the DBA Pinnacle Capital Advisors for my LLC and accounting purposes only 3. DBA: Wealth Management Associates 4. HIGHLAND CAPITAL BROKERAGE POSITION: Advisor NATURE: Work with an approved third-party IMO for my Insurance and Annuity business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2016 ADDRESS: 3535 Grandview Parkway, Suite 600, Birmingham AL 35243 DESCRIPTION: Work with Highland Capital Brokerage to facilitate Insurance and Fixed Annuity business 5. WEALTH MANAGEMENT ASSOCIATES POSITION: Employee of the RIA that is using the DBA - Wealth Management Associates NATURE: I plan to join an already established Securities of America practice that markets themselves under the DBA, Wealth Management Associates. So I will be adding this DBA as one of my OBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 07/07/2016 ADDRESS: 1909 Route 70 East, Suite 100, Cherry Hill NJ 08033, United States DESCRIPTION: I will be joining an existing Securities America office where I will be part of an RIA that utilizes the DBA Wealth Management Associates 6. TENANT RENT POSITION: Building Owner NATURE: I own my office building and have an apartment on the second floor that pays me rent. The tenants are currently Mary Claire INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2021 ADDRESS: 11 E. Mount Vernon Ave 2'nd Fl., Haddonfield NJ 08033, United States DESCRIPTION: Tenant Rent
CRS (Client Relationship Summary) - RIA
Click below to view Philip N Ranalli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2016 - Present
WEALTH MANAGEMENT ASSOCIATES, INC.
Office #1: 11 E Mount Vernon Ave., Haddonfield, NJ 08033RIA
CRD#: 117606
Haddonfield, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11 E Mt. Vernon Ave., Haddonfield, NJ 08033RIA
BD
CRD#: 23131
Haddonfield, NJ
Past
July 15, 2016 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Haddonfield, NJ
Past
January 9, 2003 - July 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
HADDONFIELD, NJ
Past
January 9, 2003 - July 27, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
HADDONFIELD, NJ
Past
June 5, 2002 - January 15, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
MARLTON, NJ
Past
May 14, 1998 - January 15, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
Florida(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Maryland(6/14/2024)
RR
Montana(6/14/2024)
IAR
New Jersey(7/22/2016)
RR
New Jersey(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1909 Route 70 East Suite 100, Cherry Hill, NJ 08003
Mailing Address
Phone number
(856) 424-2350
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,972 |
| AUM (Assets Under Management) | $ 646,804,888 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
