James Mark Pinto
Professional Summary
James Mark Pinto, who also goes by James M Pinto, Jim Pinto, is a registered financial advisor currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in Jacksonville, Florida. James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James M Pinto, Jim Pinto
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
WESTPORT FINANCIAL SERVICES, L.L.C.
Contact Information
Main Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129Mailing Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129Phone Number
(203) 653-2430Established
Delaware since 09/19/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/26/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2021About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Mark Pinto's CRS (Customer Relationship Summary).
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