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JN

Jason D. Nicoloff

CETERA INVESTMENT ADVISERS LLC
LAFAYETTE, IN 47901
Some features on this profile are disabled
CRD#: 3044701
JN

Professional summary

Jason Dimitri Nicoloff is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lafayette, Indiana and CETERA INVESTMENT SERVICES LLC located in Lafayette, Indiana.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Dimitri Nicoloff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2018 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 250 Main Street, Lafayette, IN 47901
RIA
CRD#: 105644
LAFAYETTE, IN
Current

August 3, 2018 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 250 Main Street, Lafayette, IN 47901
BD
CRD#: 15340
LAFAYETTE, IN
Past

September 15, 2014 - August 2, 2018

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
LAFAYETTE, IN
Past

September 15, 2014 - August 2, 2018

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
LAFAYETTE, IN
Past

April 10, 2014 - May 16, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
LAFAYETTE, IN
Past

April 10, 2014 - May 16, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
LAFAYETTE, IN
Past

May 19, 2011 - October 10, 2013

OSAIC FA, INC.

RIA
CRD#: 3978
LAFAYETTE, IN
Past

May 19, 2011 - October 10, 2013

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 23, 2009 - March 7, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
WEST LAFAYETTE, IN
Past

October 23, 2009 - March 7, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
WEST LAFAYETTE, IN
Past

April 17, 2009 - August 12, 2009

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LAFAYETTE, IN
Past

April 17, 2009 - August 12, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LAFAYETTE, IN
Past

August 15, 2007 - March 25, 2009

EVERLAKE DISTRIBUTORS, LLC

BD
CRD#: 100460
NORTHBROOK, IL
Past

January 10, 2007 - August 17, 2007

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
LAFAYETTE, IN
Past

January 10, 2007 - August 17, 2007

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LAFAYETTE, IN
Past

January 20, 2006 - January 12, 2007

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
LAFAYETTE, IN
Past

October 24, 2003 - January 12, 2007

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
LAFAYETTE, IN
Past

August 7, 2002 - May 5, 2003

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 18, 2001 - July 15, 2002

CITY SECURITIES CORPORATION

BD
CRD#: 1459
INDIANAPOLIS, IN
Past

February 8, 2001 - July 2, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/7/2025)
RR
Arizona
(1/4/2021)
RR
Florida
(10/21/2018)
RR
Illinois
(4/7/2020)
RR
Indiana
(8/3/2018)
IAR
Indiana
(8/3/2018)
RR
Maine
(8/20/2020)
RR
New York
(9/14/2020)
RR
North Carolina
(3/4/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/30/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/16/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Lafayette, IN 47901

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