Isai Pochtar

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CRD#: 3044505

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Isai Pochtar was a registered financial professional .

Isai is a previously registered financial professional and started their career in finance in 1998. Isai had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 39859

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/27/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/20/1998

General Securities Representative Examination

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

52 Vanderbilt Avenue 19th Floor 19th Floor, New York, NY, 10017

Mailing Address

52 Vanderbilt Avenue 19th Floor, New York, NY, 10017

Phone number

(646) 292-7950

Established

New York since 12/06/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STRATEGAS SECURITIES, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER
ANTHONY, DANNELL WAYNE	FINOP, DIRECTOR OF FINANCE	7038021
BOHNSACK, NICHOLAS GREGORY	PRESIDENT / COO	4571796
BOOTH, STEVEN GREGORY	DIRECTOR	2147388
GABAY, EILEEN MARGARET	CHIEF OPERATING OFFICER	5602349
LANGENFELD, JON A	DIRECTOR	4322120
LOGUE, SOFIA	CHIEF COMPLIANCE OFFICER	6406784
RISSMILLER, DONALD JAMES	VICE CHAIRMAN / PRINCIPAL	5227351
TOTORO, MICHAEL A	CHIEF TECHNOLOGY OFFICER	1552053
TRENNERT, JASON RICHARD	CHAIRMAN / CEO	2079457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Isai Pochtar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE ULTIMA GLOBAL MARKETS (USA), INC.

THE ULTIMA GLOBAL MARKETS (USA), INC.

OPPENHEIMER & CO. INC.

PRUDENTIAL EQUITY GROUP, LLC

BRUNSWICK WARBURG, INC.

Primary Firm SEC Registration

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2010

SIE

Date: 9/20/2016

Series 55

Date: 10/27/1998

Series 7

Date: 5/20/1998

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

TRUST BUT VERIFY

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