Steven M. Boblis

FARTHER

Roseburg, OR

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CRD#: 3044031

Professional summary

Steven Mark Boblis, who also goes by Steve Boblis, Steven M Boblis, is a registered financial advisor currently at FARTHER located in Roseburg, Oregon.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steven has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Boblis | Steven M Boblis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES POSITION: Representative NATURE: Offering fixed annuities and insurance products to potential clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1995 DESCRIPTION: I offer fixed annuities and insurance products to existing clients and new prospects 2. THE BOBLIS CORPORATION POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2012 DESCRIPTION: I established a corporation for my personal use. It is not marketed to the public. It is only in existence for tax purposes. Compensation I receive is moved into my corporate bank account and then I pay myself from that account.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Boblis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2022 - Present

FARTHER

RIA

CRD#: 302050

Roseburg, OR

Past

January 16, 2018 - December 21, 2022

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

Bay Point, CA

Past

February 26, 2015 - April 18, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BAY POINT, CA

Past

February 8, 2012 - November 28, 2022

FSC SECURITIES CORPORATION

CRD#: 7461

BAY POINT, CA

Past

March 31, 2011 - December 31, 2017

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

San Ramon, CA

Past

August 19, 2008 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

GLIDE, OR

Past

March 30, 2006 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

GLIDE, OR

Past

August 7, 2003 - March 30, 2006

GREAT NORTHERN FINANCIAL SECURITIES, INC.

CRD#: 113054

ROSEBURG, OR

Past

April 22, 2002 - November 5, 2002

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

August 31, 2001 - April 22, 2002

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

April 10, 2000 - June 14, 2000

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Past

October 22, 1999 - April 10, 2000

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

July 22, 1998 - October 25, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2022)

IAR

Oregon
(9/17/2024)

IAR

Texas
(11/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 2/14/2000

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 5/26/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven M. Boblis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mark Boblis's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

THE RETIREMENT GROUP, LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

GREAT NORTHERN FINANCIAL SECURITIES, INC.

VERITRUST FINANCIAL, LLC

ARAGON FINANCIAL SERVICES, INC.

INTERFIRST CAPITAL CORPORATION

SAN CLEMENTE SECURITIES, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2008

Series 63

Date: 6/1/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2000

Series 62

Date: 2/14/2000

Series 6

Date: 5/26/1998

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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